中国高校研发活动的分类评价:新元前沿方向距离函数框架的应用

IF 10.1 1区 社会学 Q1 SOCIAL ISSUES Technology in Society Pub Date : 2024-07-31 DOI:10.1016/j.techsoc.2024.102671
Lei Chen , Cuiyun Luo , Li-Huan Liao , Suhui Wang
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引用次数: 0

摘要

长期以来,中国高校的研究与开发(R&D)活动一直采用标准化评价,忽视了这些活动之间的技术异质性。因此,标准化评价难以满足中国政府的评价需求,而分类评价则是中国高校研发活动多元化发展的当务之急。因此,本文在元前沿数据包络分析框架中引入了具有内生技术的定向距离函数(DDF)模型,构建了一种新的分类评价理论工具,并应用这种新方法对中国 939 所高校的研发活动效率进行了评价。理论贡献在于统一了相对于不同前沿的内生方向,进而构建了新的元前沿 DDF 框架;实践贡献在于提供了以下结论和启示:(1)分类评价和标准化评价对不同类别的中国大学具有不同的适用性;(2)中国大学改进方向的同质性严重;(3)不同类别的中国大学在不同的投入和产出方面具有不同的改进需求,大多数大学与其两个前沿之间的距离并不远;(4)改进方向和指标的选择是影响评价结果的重要因素。最后,为提高中国高校研发活动的效率提出了一些有益的建议。
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Classified evaluation of R&D activities in Chinese universities: An application of new meta-frontier directional distance function framework

Standardized evaluation has been applied in the research and development (R&D) activities of Chinese universities for a long time, which ignores the technological heterogeneity between these activities. Standardized evaluation has thus been difficult to meet the evaluation needs of the Chinese government, and classified evaluation is imperative for the diversified development of R&D activities in Chinese universities. Therefore, this paper introduces directional distance function (DDF) model with endogenous technique into meta-frontier data envelopment analysis framework to construct a new theoretical tool of classified evaluation, and this new method is applied to evaluate the efficiency of R&D activities of 939 Chinese universities. The theoretical contribution is to unify the endogenous directions relative to different frontiers, and then a new meta-frontier DDF framework is constructed; while the practical contribution is to provide the following conclusions and implications: (1) classified evaluation and standardized evaluation have different applicability to different categories of Chinese universities; (2) the homogeneity of the improvement direction is serious in Chinese universities; (3) different categories of Chinese universities have different improvement needs in different inputs and outputs, and the distances between most universities and their two frontiers are not far; (4) the selections of both improvement direction and indicator are important factors affecting the evaluation results. Finally, some useful suggestions are provided to improve the efficiency of R&D activities in Chinese universities.

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来源期刊
CiteScore
17.90
自引率
14.10%
发文量
316
审稿时长
60 days
期刊介绍: Technology in Society is a global journal dedicated to fostering discourse at the crossroads of technological change and the social, economic, business, and philosophical transformation of our world. The journal aims to provide scholarly contributions that empower decision-makers to thoughtfully and intentionally navigate the decisions shaping this dynamic landscape. A common thread across these fields is the role of technology in society, influencing economic, political, and cultural dynamics. Scholarly work in Technology in Society delves into the social forces shaping technological decisions and the societal choices regarding technology use. This encompasses scholarly and theoretical approaches (history and philosophy of science and technology, technology forecasting, economic growth, and policy, ethics), applied approaches (business innovation, technology management, legal and engineering), and developmental perspectives (technology transfer, technology assessment, and economic development). Detailed information about the journal's aims and scope on specific topics can be found in Technology in Society Briefings, accessible via our Special Issues and Article Collections.
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