{"title":"佩伦相似性与非负逆特征值问题","authors":"Charles R. Johnson, Pietro Paparella","doi":"arxiv-2409.07682","DOIUrl":null,"url":null,"abstract":"The longstanding \\emph{nonnegative inverse eigenvalue problem} (NIEP) is to\ndetermine which multisets of complex numbers occur as the spectrum of an\nentry-wise nonnegative matrix. Although there are some well-known necessary\nconditions, a solution to the NIEP is far from known. An invertible matrix is called a \\emph{Perron similarity} if it diagonalizes\nan irreducible, nonnegative matrix. Johnson and Paparella developed the theory\nof real Perron similarities. Here, we fully develop the theory of complex\nPerron similarities. Each Perron similarity gives a nontrivial polyhedral cone and polytope of\nrealizable spectra (thought of as vectors in complex Euclidean space). The\nextremals of these convex sets are finite in number, and their determination\nfor each Perron similarity would solve the diagonalizable NIEP, a major portion\nof the entire problem. By considering Perron similarities of certain realizing\nmatrices of Type I Karpelevich arcs, large portions of realizable spectra are\ngenerated for a given positive integer. This is demonstrated by producing a\nnearly complete geometrical representation of the spectra of $4 \\times 4$\nstochastic matrices. Similar to the Karpelevich region, it is shown that the subset of complex\nEuclidean space comprising the spectra of stochastic matrices is compact and\nstar-shaped. \\emph{Extremal} elements of the set are defined and shown to be on\nthe boundary. It is shown that the polyhedral cone and convex polytope of the\n\\emph{discrete Fourier transform (DFT) matrix} corresponds to the conical hull\nand convex hull of its rows, respectively. Similar results are established for\nmultifold Kronecker products of DFT matrices and multifold Kronecker products\nof DFT matrices and Walsh matrices. These polytopes are of great significance\nwith respect to the NIEP because they are extremal in the region comprising the\nspectra of stochastic matrices.","PeriodicalId":501373,"journal":{"name":"arXiv - MATH - Spectral Theory","volume":"15 1","pages":""},"PeriodicalIF":0.0000,"publicationDate":"2024-09-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Perron similarities and the nonnegative inverse eigenvalue problem\",\"authors\":\"Charles R. Johnson, Pietro Paparella\",\"doi\":\"arxiv-2409.07682\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"The longstanding \\\\emph{nonnegative inverse eigenvalue problem} (NIEP) is to\\ndetermine which multisets of complex numbers occur as the spectrum of an\\nentry-wise nonnegative matrix. Although there are some well-known necessary\\nconditions, a solution to the NIEP is far from known. An invertible matrix is called a \\\\emph{Perron similarity} if it diagonalizes\\nan irreducible, nonnegative matrix. Johnson and Paparella developed the theory\\nof real Perron similarities. Here, we fully develop the theory of complex\\nPerron similarities. Each Perron similarity gives a nontrivial polyhedral cone and polytope of\\nrealizable spectra (thought of as vectors in complex Euclidean space). The\\nextremals of these convex sets are finite in number, and their determination\\nfor each Perron similarity would solve the diagonalizable NIEP, a major portion\\nof the entire problem. By considering Perron similarities of certain realizing\\nmatrices of Type I Karpelevich arcs, large portions of realizable spectra are\\ngenerated for a given positive integer. This is demonstrated by producing a\\nnearly complete geometrical representation of the spectra of $4 \\\\times 4$\\nstochastic matrices. Similar to the Karpelevich region, it is shown that the subset of complex\\nEuclidean space comprising the spectra of stochastic matrices is compact and\\nstar-shaped. \\\\emph{Extremal} elements of the set are defined and shown to be on\\nthe boundary. It is shown that the polyhedral cone and convex polytope of the\\n\\\\emph{discrete Fourier transform (DFT) matrix} corresponds to the conical hull\\nand convex hull of its rows, respectively. Similar results are established for\\nmultifold Kronecker products of DFT matrices and multifold Kronecker products\\nof DFT matrices and Walsh matrices. These polytopes are of great significance\\nwith respect to the NIEP because they are extremal in the region comprising the\\nspectra of stochastic matrices.\",\"PeriodicalId\":501373,\"journal\":{\"name\":\"arXiv - MATH - Spectral Theory\",\"volume\":\"15 1\",\"pages\":\"\"},\"PeriodicalIF\":0.0000,\"publicationDate\":\"2024-09-12\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"arXiv - MATH - Spectral Theory\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/arxiv-2409.07682\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"\",\"JCRName\":\"\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"arXiv - MATH - Spectral Theory","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/arxiv-2409.07682","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
Perron similarities and the nonnegative inverse eigenvalue problem
The longstanding \emph{nonnegative inverse eigenvalue problem} (NIEP) is to
determine which multisets of complex numbers occur as the spectrum of an
entry-wise nonnegative matrix. Although there are some well-known necessary
conditions, a solution to the NIEP is far from known. An invertible matrix is called a \emph{Perron similarity} if it diagonalizes
an irreducible, nonnegative matrix. Johnson and Paparella developed the theory
of real Perron similarities. Here, we fully develop the theory of complex
Perron similarities. Each Perron similarity gives a nontrivial polyhedral cone and polytope of
realizable spectra (thought of as vectors in complex Euclidean space). The
extremals of these convex sets are finite in number, and their determination
for each Perron similarity would solve the diagonalizable NIEP, a major portion
of the entire problem. By considering Perron similarities of certain realizing
matrices of Type I Karpelevich arcs, large portions of realizable spectra are
generated for a given positive integer. This is demonstrated by producing a
nearly complete geometrical representation of the spectra of $4 \times 4$
stochastic matrices. Similar to the Karpelevich region, it is shown that the subset of complex
Euclidean space comprising the spectra of stochastic matrices is compact and
star-shaped. \emph{Extremal} elements of the set are defined and shown to be on
the boundary. It is shown that the polyhedral cone and convex polytope of the
\emph{discrete Fourier transform (DFT) matrix} corresponds to the conical hull
and convex hull of its rows, respectively. Similar results are established for
multifold Kronecker products of DFT matrices and multifold Kronecker products
of DFT matrices and Walsh matrices. These polytopes are of great significance
with respect to the NIEP because they are extremal in the region comprising the
spectra of stochastic matrices.