任何温度下反应速率的半经典瞬子理论:严格的实时推导如何解决交叉温度问题

Joseph E. Lawrence
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摘要

瞬子理论将穿过势垒的速率常数与上翻势能面上的周期性经典轨迹联系起来,其周期为 $\tau=\hbar /(k_{\mathrm{B}}T)$ 。遗憾的是,标准理论只适用于 "交叉温度 "以下,即周期轨道首次出现的温度。本文提出了一种在任何温度下都有效的严格的半经典($\hbar\to0$)速率理论。该理论是由布莱斯坦的均匀渐近展开法与理查德森的通量-相关函数推导瞬子理论的实时修正相结合而得出的。由此产生的理论将低温下的瞬子结果与高温下艾林过渡态理论的抛物线修正平滑地联系起来。虽然推导涉及实时间,但最终理论只涉及虚时间(热)特性,与标准理论一致。因此,其计算难度并不比标准理论高。该理论在模型系统中的应用表明,它能提供出色的数值结果。最后,与以往扩展瞬时理论虚自由能公式的尝试相比,本文采用的第一原理方法具有许多优势。除了产生一个平稳的(连续可变的)温度函数理论外,推导还自然地纳入了超稳定(即 ~ 多轨道)项,并为该理论的进一步扩展提供了一个框架。
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Semiclassical instanton theory for reaction rates at any temperature: How a rigorous real-time derivation solves the crossover temperature problem
Instanton theory relates the rate constant for tunneling through a barrier to the periodic classical trajectory on the upturned potential energy surface whose period is $\tau=\hbar /(k_{\mathrm{B}}T)$. Unfortunately, the standard theory is only applicable below the "crossover temperature", where the periodic orbit first appears. This paper presents a rigorous semiclassical ($\hbar\to0$) theory for the rate that is valid at any temperature. The theory is derived by combining Bleistein's method for generating uniform asymptotic expansions with a real-time modification of Richardson's flux-correlation function derivation of instanton theory. The resulting theory smoothly connects the instanton result at low temperature to the parabolic correction to Eyring transition state theory at high-temperature. Although the derivation involves real time, the final theory only involves imaginary-time (thermal) properties, consistent with the standard theory. Therefore, it is no more difficult to compute than the standard theory. The theory is illustrated with application to model systems, where it is shown to give excellent numerical results. Finally, the first-principles approach taken here results in a number of advantages over previous attempts to extend the imaginary free-energy formulation of instanton theory. In addition to producing a theory that is a smooth (continuously differentiable) function of temperature, the derivation also naturally incorporates hyperasymptotic (i.e.~multi-orbit) terms, and provides a framework for further extensions of the theory.
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