基于优化的安全控制中的均衡点及其稳定性不取决于控制障碍函数

Yiting Chen, Pol Mestres, Jorge Cortes, Emiliano Dall'Anese
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摘要

控制障碍函数(CBF)在设计基于安全优化的控制-辅助系统控制器中起着至关重要的作用。给定一个与所需 "安全 "集相关的 CBF,典型的方法是将基于 CBF 的约束嵌入到定义控制法的优化问题中,以强制执行安全集的前向不变性。虽然这种方法能有效保证给定 CBF 的安全性,但基于 CBF 的控制法则可能会引入不理想的平衡点(即非原始系统平衡点);CBF 的选择如何影响不理想平衡点的数量和位置,以及闭环系统的一般动态,这些问题仍有待解决。本文研究了 CBF 的选择如何影响闭环系统的动力学,结果表明(i) CBF 不会影响安全集内部平衡点的数量、位置和(局部)稳定性;(ii) 不良平衡点只会出现在安全集的边界上;(iii) 闭环系统不良平衡点的数量和位置与 CBF 的选择无关。此外,对于基于 CBF 和控制 Lyapunov 函数(CLF)的成熟安全过滤器和控制器,我们证明闭环系统平衡点的稳定性与 CBF 和相关扩展类 K 函数的选择无关。
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Equilibria and Their Stability Do Not Depend on the Control Barrier Function in Safe Optimization-Based Control
Control barrier functions (CBFs) play a critical role in the design of safe optimization-based controllers for control-affine systems. Given a CBF associated with a desired ``safe'' set, the typical approach consists in embedding CBF-based constraints into the optimization problem defining the control law to enforce forward invariance of the safe set. While this approach effectively guarantees safety for a given CBF, the CBF-based control law can introduce undesirable equilibrium points (i.e., points that are not equilibria of the original system); open questions remain on how the choice of CBF influences the number and locations of undesirable equilibria and, in general, the dynamics of the closed-loop system. This paper investigates how the choice of CBF impacts the dynamics of the closed-loop system and shows that: (i) The CBF does not affect the number, location, and (local) stability properties of the equilibria in the interior of the safe set; (ii) undesirable equilibria only appear on the boundary of the safe set; and, (iii) the number and location of undesirable equilibria for the closed-loop system do not depend of the choice of the CBF. Additionally, for the well-established safety filters and controllers based on both CBF and control Lyapunov functions (CLFs), we show that the stability properties of equilibria of the closed-loop system are independent of the choice of the CBF and of the associated extended class-K function.
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