当代的人脸识别算法是否使人类的人脸比对性能更差?

IF 2.2 3区 医学 Q1 MEDICINE, LEGAL Forensic science international Pub Date : 2024-08-23 DOI:10.1016/j.forsciint.2024.112202
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引用次数: 0

摘要

人脸识别在一些安全和执法工作流程中发挥着至关重要的作用,例如护照检查和刑事调查。在识别过程中,人脸识别系统通常会将图像与大型数据库中的人脸进行比对,然后返回一份可能匹配的列表(称为候选列表)供审查。然后由人工查看返回的图像以确定是否匹配。对这些系统的大多数评估都倾向于孤立地检查算法或人工的性能,而不考虑在操作环境中发生的交互作用。为确保整个系统达到最佳性能,了解算法产生的输出如何影响人类性能非常重要。人脸识别系统的用户曾有过这样的传闻:与旧算法相比,这些系统中的新算法所返回的图像在外观上变得更加相似,从而使其确定是否存在匹配的工作变得更加困难。本文探讨了这些说法是否属实,以及与同一家公司的旧算法相比,最新的面部识别算法是否降低了人类的识别能力。我们考察了 40 名新手在 120 次人脸匹配试验中的表现。每次试验要求参与者将人脸图像与候选列表进行比较,候选列表中包含由新算法或旧算法返回的八种可能的匹配结果(各进行 60 次试验)。总体而言,当参与者看到新算法的候选列表时,更容易出错。具体来说,他们更容易将错误的身份识别为匹配对象。而在使用旧算法的候选名单上,参与者的准确率更高、信心更强、速度更快。这些研究结果表明,新算法正在生成更多似是而非的匹配结果,从而增加了人类确定匹配结果的难度。我们提出了可能提高性能的策略和未来研究的建议。
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Are contemporary facial recognition algorithms making human facial comparison performance worse?

Facial recognition plays a vital role in several security and law enforcement workflows, such as passport control and criminal investigations. The identification process typically involves a facial recognition system comparing an image against a large database of faces to return a list of probable matches, called a candidate list, for review. A human then looks at the returned images to determine whether there is a match. Most evaluations of these systems tend to examine the performance of the algorithm or human in isolation, not accounting for the interaction that occurs in operational contexts. To ensure optimal whole system performance, it is important to understand how the output produced by an algorithm can impact human performance. Anecdotal claims have been made by users of facial recognition systems that the images being returned by new algorithms in these systems have become more similar in appearance compared to old algorithms, making their job of determining the presence of a match more difficult. This paper explores whether these claims are true and whether the latest facial recognition algorithms decrease human performance compared to an old algorithm from the same company. We examined the performance of 40 novice participants on 120 face matching trials. Each trial required the participant to compare a face image against a candidate list containing eight possible matches returned by either a new or old algorithm (60 trials of each). Overall, participants were more likely to make errors when presented with a candidate list from a new algorithm. Specifically, they were more likely to misidentify an incorrect identity as a match. Participants were more accurate, confident, and faster on candidate lists from the older algorithm. These findings suggest that new algorithms are generating more plausible matches, making the task of determining a match harder for humans. We propose strategies to potentially improve performance and recommendations for future research.

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来源期刊
Forensic science international
Forensic science international 医学-医学:法
CiteScore
5.00
自引率
9.10%
发文量
285
审稿时长
49 days
期刊介绍: Forensic Science International is the flagship journal in the prestigious Forensic Science International family, publishing the most innovative, cutting-edge, and influential contributions across the forensic sciences. Fields include: forensic pathology and histochemistry, chemistry, biochemistry and toxicology, biology, serology, odontology, psychiatry, anthropology, digital forensics, the physical sciences, firearms, and document examination, as well as investigations of value to public health in its broadest sense, and the important marginal area where science and medicine interact with the law. The journal publishes: Case Reports Commentaries Letters to the Editor Original Research Papers (Regular Papers) Rapid Communications Review Articles Technical Notes.
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