{"title":"基于隐私约束的决策树公平性估计","authors":"Florian van der Steen, Fré Vink, Heysem Kaya","doi":"10.1007/s10489-024-05953-6","DOIUrl":null,"url":null,"abstract":"<p>The protection of sensitive data becomes more vital, as data increases in value and potency. Furthermore, the pressure increases from regulators and society on model developers to make their Artificial Intelligence (AI) models non-discriminatory. To boot, there is a need for interpretable, transparent AI models for high-stakes tasks. In general, measuring the fairness of any AI model requires the sensitive attributes of the individuals in the dataset, thus raising privacy concerns. In this work, the trade-offs between fairness (in terms of Statistical Parity (SP)), privacy (quantified with a budget), and interpretability are further explored in the context of Decision Trees (DTs) as intrinsically interpretable models. We propose a novel method, dubbed Privacy-Aware Fairness Estimation of Rules (PAFER), that can estimate SP in a Differential Privacy (DP)-aware manner for DTs. Our method is the first to assess algorithmic fairness on a rule-level, providing insight into sources of discrimination for policy makers. DP, making use of a third-party legal entity that securely holds this sensitive data, guarantees privacy by adding noise to the sensitive data. We experimentally compare several DP mechanisms. We show that using the Laplacian mechanism, the method is able to estimate SP with low error while guaranteeing the privacy of the individuals in the dataset with high certainty. We further show experimentally and theoretically that the method performs better for those DTs that humans generally find easier to interpret.</p>","PeriodicalId":8041,"journal":{"name":"Applied Intelligence","volume":"55 4","pages":""},"PeriodicalIF":3.4000,"publicationDate":"2025-01-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s10489-024-05953-6.pdf","citationCount":"0","resultStr":"{\"title\":\"Privacy constrained fairness estimation for decision trees\",\"authors\":\"Florian van der Steen, Fré Vink, Heysem Kaya\",\"doi\":\"10.1007/s10489-024-05953-6\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>The protection of sensitive data becomes more vital, as data increases in value and potency. Furthermore, the pressure increases from regulators and society on model developers to make their Artificial Intelligence (AI) models non-discriminatory. To boot, there is a need for interpretable, transparent AI models for high-stakes tasks. In general, measuring the fairness of any AI model requires the sensitive attributes of the individuals in the dataset, thus raising privacy concerns. In this work, the trade-offs between fairness (in terms of Statistical Parity (SP)), privacy (quantified with a budget), and interpretability are further explored in the context of Decision Trees (DTs) as intrinsically interpretable models. We propose a novel method, dubbed Privacy-Aware Fairness Estimation of Rules (PAFER), that can estimate SP in a Differential Privacy (DP)-aware manner for DTs. Our method is the first to assess algorithmic fairness on a rule-level, providing insight into sources of discrimination for policy makers. DP, making use of a third-party legal entity that securely holds this sensitive data, guarantees privacy by adding noise to the sensitive data. We experimentally compare several DP mechanisms. We show that using the Laplacian mechanism, the method is able to estimate SP with low error while guaranteeing the privacy of the individuals in the dataset with high certainty. We further show experimentally and theoretically that the method performs better for those DTs that humans generally find easier to interpret.</p>\",\"PeriodicalId\":8041,\"journal\":{\"name\":\"Applied Intelligence\",\"volume\":\"55 4\",\"pages\":\"\"},\"PeriodicalIF\":3.4000,\"publicationDate\":\"2025-01-13\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://link.springer.com/content/pdf/10.1007/s10489-024-05953-6.pdf\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Applied Intelligence\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://link.springer.com/article/10.1007/s10489-024-05953-6\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Applied Intelligence","FirstCategoryId":"94","ListUrlMain":"https://link.springer.com/article/10.1007/s10489-024-05953-6","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE","Score":null,"Total":0}
Privacy constrained fairness estimation for decision trees
The protection of sensitive data becomes more vital, as data increases in value and potency. Furthermore, the pressure increases from regulators and society on model developers to make their Artificial Intelligence (AI) models non-discriminatory. To boot, there is a need for interpretable, transparent AI models for high-stakes tasks. In general, measuring the fairness of any AI model requires the sensitive attributes of the individuals in the dataset, thus raising privacy concerns. In this work, the trade-offs between fairness (in terms of Statistical Parity (SP)), privacy (quantified with a budget), and interpretability are further explored in the context of Decision Trees (DTs) as intrinsically interpretable models. We propose a novel method, dubbed Privacy-Aware Fairness Estimation of Rules (PAFER), that can estimate SP in a Differential Privacy (DP)-aware manner for DTs. Our method is the first to assess algorithmic fairness on a rule-level, providing insight into sources of discrimination for policy makers. DP, making use of a third-party legal entity that securely holds this sensitive data, guarantees privacy by adding noise to the sensitive data. We experimentally compare several DP mechanisms. We show that using the Laplacian mechanism, the method is able to estimate SP with low error while guaranteeing the privacy of the individuals in the dataset with high certainty. We further show experimentally and theoretically that the method performs better for those DTs that humans generally find easier to interpret.
期刊介绍:
With a focus on research in artificial intelligence and neural networks, this journal addresses issues involving solutions of real-life manufacturing, defense, management, government and industrial problems which are too complex to be solved through conventional approaches and require the simulation of intelligent thought processes, heuristics, applications of knowledge, and distributed and parallel processing. The integration of these multiple approaches in solving complex problems is of particular importance.
The journal presents new and original research and technological developments, addressing real and complex issues applicable to difficult problems. It provides a medium for exchanging scientific research and technological achievements accomplished by the international community.