{"title":"基于1D-CNN和特征选择技术的光伏阵列故障诊断方法","authors":"Yousif Mahmoud Ali , Lei Ding , Shiyao Qin","doi":"10.1016/j.ijepes.2025.110526","DOIUrl":null,"url":null,"abstract":"<div><div>Diagnosing faults in Photovoltaic (PV) systems is essential for operation and maintenance. Selecting relevant features is necessary for successful fault diagnosis because redundant and irrelevant features reduce fault diagnosing accuracy. This paper proposes a novel and efficient approach to diagnosing faults in PV systems. The Feature Selection and Fault Diagnosis (FSFD) method is executed for diagnosing five types of faults in PV array (PVA): partial shading condition, line-line fault, arc fault, open-circuit fault, and degradation fault. Firstly, a PVA modeling method using MATLAB/Simulink is employed to simulate I-V curves and extract their features. Next, a feature permutation technique-based method is proposed for selecting the most relevant features. A simple and accurate one-dimensional convolutional neural network (1D-CNN) model is developed to classify the faults based on the selected features. Finally, a confusion matrix is utilized to evaluate the performance of the trained model. Three datasets of PVAs have been utilized to evaluate the effectiveness of the proposed FSFD method. The results indicate that the FSFD method has effectively identified the best five features out of eight for training the 1D-CNN model. The trained model has achieved diagnosing accuracy rates of 99.85%, 99.73%, and 99.97% in series–parallel PVA, total cross-tied PVA, and series PVA datasets, respectively. The proposed method accurately diagnoses single faults in three PVA configurations. Therefore, we recommend conducting additional studies to improve the proposed method for diagnosing hybrid faults.</div></div>","PeriodicalId":50326,"journal":{"name":"International Journal of Electrical Power & Energy Systems","volume":"166 ","pages":"Article 110526"},"PeriodicalIF":5.0000,"publicationDate":"2025-05-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"An efficient approach for diagnosing faults in photovoltaic array using 1D-CNN and feature selection Techniques\",\"authors\":\"Yousif Mahmoud Ali , Lei Ding , Shiyao Qin\",\"doi\":\"10.1016/j.ijepes.2025.110526\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Diagnosing faults in Photovoltaic (PV) systems is essential for operation and maintenance. Selecting relevant features is necessary for successful fault diagnosis because redundant and irrelevant features reduce fault diagnosing accuracy. This paper proposes a novel and efficient approach to diagnosing faults in PV systems. The Feature Selection and Fault Diagnosis (FSFD) method is executed for diagnosing five types of faults in PV array (PVA): partial shading condition, line-line fault, arc fault, open-circuit fault, and degradation fault. Firstly, a PVA modeling method using MATLAB/Simulink is employed to simulate I-V curves and extract their features. Next, a feature permutation technique-based method is proposed for selecting the most relevant features. A simple and accurate one-dimensional convolutional neural network (1D-CNN) model is developed to classify the faults based on the selected features. Finally, a confusion matrix is utilized to evaluate the performance of the trained model. Three datasets of PVAs have been utilized to evaluate the effectiveness of the proposed FSFD method. The results indicate that the FSFD method has effectively identified the best five features out of eight for training the 1D-CNN model. The trained model has achieved diagnosing accuracy rates of 99.85%, 99.73%, and 99.97% in series–parallel PVA, total cross-tied PVA, and series PVA datasets, respectively. The proposed method accurately diagnoses single faults in three PVA configurations. 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引用次数: 0
摘要
光伏系统的故障诊断对系统的运行和维护至关重要。选择相关特征是故障诊断成功的必要条件,因为冗余和不相关的特征会降低故障诊断的准确性。提出了一种新的、高效的光伏系统故障诊断方法。采用FSFD (Feature Selection and Fault Diagnosis)方法对PVA的五种故障进行诊断:部分遮阳故障、线路故障、电弧故障、开路故障和退化故障。首先,采用基于MATLAB/Simulink的PVA建模方法对I-V曲线进行仿真并提取特征;其次,提出了一种基于特征置换技术的特征提取方法。建立了一种简单、准确的一维卷积神经网络(1D-CNN)模型,根据所选特征对故障进行分类。最后,使用混淆矩阵来评估训练模型的性能。利用三个pva数据集来评估所提出的FSFD方法的有效性。结果表明,FSFD方法可以有效地从8个特征中识别出最好的5个特征用于训练1D-CNN模型。该模型在串并联PVA、总交联PVA和串联PVA数据集上的诊断准确率分别达到99.85%、99.73%和99.97%。该方法可准确诊断三种PVA配置下的单故障。因此,我们建议进行进一步的研究,以改进所提出的混合故障诊断方法。
An efficient approach for diagnosing faults in photovoltaic array using 1D-CNN and feature selection Techniques
Diagnosing faults in Photovoltaic (PV) systems is essential for operation and maintenance. Selecting relevant features is necessary for successful fault diagnosis because redundant and irrelevant features reduce fault diagnosing accuracy. This paper proposes a novel and efficient approach to diagnosing faults in PV systems. The Feature Selection and Fault Diagnosis (FSFD) method is executed for diagnosing five types of faults in PV array (PVA): partial shading condition, line-line fault, arc fault, open-circuit fault, and degradation fault. Firstly, a PVA modeling method using MATLAB/Simulink is employed to simulate I-V curves and extract their features. Next, a feature permutation technique-based method is proposed for selecting the most relevant features. A simple and accurate one-dimensional convolutional neural network (1D-CNN) model is developed to classify the faults based on the selected features. Finally, a confusion matrix is utilized to evaluate the performance of the trained model. Three datasets of PVAs have been utilized to evaluate the effectiveness of the proposed FSFD method. The results indicate that the FSFD method has effectively identified the best five features out of eight for training the 1D-CNN model. The trained model has achieved diagnosing accuracy rates of 99.85%, 99.73%, and 99.97% in series–parallel PVA, total cross-tied PVA, and series PVA datasets, respectively. The proposed method accurately diagnoses single faults in three PVA configurations. Therefore, we recommend conducting additional studies to improve the proposed method for diagnosing hybrid faults.
期刊介绍:
The journal covers theoretical developments in electrical power and energy systems and their applications. The coverage embraces: generation and network planning; reliability; long and short term operation; expert systems; neural networks; object oriented systems; system control centres; database and information systems; stock and parameter estimation; system security and adequacy; network theory, modelling and computation; small and large system dynamics; dynamic model identification; on-line control including load and switching control; protection; distribution systems; energy economics; impact of non-conventional systems; and man-machine interfaces.
As well as original research papers, the journal publishes short contributions, book reviews and conference reports. All papers are peer-reviewed by at least two referees.