{"title":"基于特征对齐编码器GAN的有限高质量标签和不平衡数据下电梯运行状态评估","authors":"Dapeng Niu, Lei Guo, Mingxing Jia","doi":"10.1016/j.ymssp.2025.112497","DOIUrl":null,"url":null,"abstract":"<div><div>As an important part of equipment prognostics and health management (PHM), condition evaluation plays a vital role in ensuring the safe operation of the elevator. However, in the actual condition assessment process, there are problems of insufficient label data and imbalance in data categories. So, it can bring significant resistance to the task of elevators’ condition assessment. To address this issue, this paper proposes a novel feature alignment encoder generative adversarial network with auxiliary classifier (AC-FAEGAN) for data augmentation (DA) and condition assessment. Firstly, the raw data is mapped by the encoder into hidden variables obeying a Gaussian distribution, and the generator is designed to implement data enhancement based on feature alignment. The improved discriminator and generator approximate the distribution of real data in an adversarial manner. The auxiliary classifier is trained with the generative model simultaneously. It functions in two ways, the first is to generate losses to constrain the generator, encouraging it to produce data that is closer to the original data. The second is to screen the generated intermediate data for fine-tuning to improve its generalization ability. Finally, the effectiveness and feasibility of the proposed method are verified by the elevator operation data. Meanwhile, different comparative and ablation experiments were carried out to validate the advancement and necessity of the proposed methodology. Compared to the state-of-the-art (SOTA) models, the proposed method shows optimal results.</div></div>","PeriodicalId":51124,"journal":{"name":"Mechanical Systems and Signal Processing","volume":"229 ","pages":"Article 112497"},"PeriodicalIF":10.2000,"publicationDate":"2025-04-15","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Operation condition assessment for elevators under limited High-Quality label and Unbalanced data using feature alignment encoder GAN\",\"authors\":\"Dapeng Niu, Lei Guo, Mingxing Jia\",\"doi\":\"10.1016/j.ymssp.2025.112497\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>As an important part of equipment prognostics and health management (PHM), condition evaluation plays a vital role in ensuring the safe operation of the elevator. However, in the actual condition assessment process, there are problems of insufficient label data and imbalance in data categories. So, it can bring significant resistance to the task of elevators’ condition assessment. To address this issue, this paper proposes a novel feature alignment encoder generative adversarial network with auxiliary classifier (AC-FAEGAN) for data augmentation (DA) and condition assessment. Firstly, the raw data is mapped by the encoder into hidden variables obeying a Gaussian distribution, and the generator is designed to implement data enhancement based on feature alignment. The improved discriminator and generator approximate the distribution of real data in an adversarial manner. The auxiliary classifier is trained with the generative model simultaneously. It functions in two ways, the first is to generate losses to constrain the generator, encouraging it to produce data that is closer to the original data. The second is to screen the generated intermediate data for fine-tuning to improve its generalization ability. Finally, the effectiveness and feasibility of the proposed method are verified by the elevator operation data. Meanwhile, different comparative and ablation experiments were carried out to validate the advancement and necessity of the proposed methodology. Compared to the state-of-the-art (SOTA) models, the proposed method shows optimal results.</div></div>\",\"PeriodicalId\":51124,\"journal\":{\"name\":\"Mechanical Systems and Signal Processing\",\"volume\":\"229 \",\"pages\":\"Article 112497\"},\"PeriodicalIF\":10.2000,\"publicationDate\":\"2025-04-15\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Mechanical Systems and Signal Processing\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0888327025001980\",\"RegionNum\":1,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"2025/2/26 0:00:00\",\"PubModel\":\"Epub\",\"JCR\":\"Q1\",\"JCRName\":\"ENGINEERING, MECHANICAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Mechanical Systems and Signal Processing","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0888327025001980","RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2025/2/26 0:00:00","PubModel":"Epub","JCR":"Q1","JCRName":"ENGINEERING, MECHANICAL","Score":null,"Total":0}
Operation condition assessment for elevators under limited High-Quality label and Unbalanced data using feature alignment encoder GAN
As an important part of equipment prognostics and health management (PHM), condition evaluation plays a vital role in ensuring the safe operation of the elevator. However, in the actual condition assessment process, there are problems of insufficient label data and imbalance in data categories. So, it can bring significant resistance to the task of elevators’ condition assessment. To address this issue, this paper proposes a novel feature alignment encoder generative adversarial network with auxiliary classifier (AC-FAEGAN) for data augmentation (DA) and condition assessment. Firstly, the raw data is mapped by the encoder into hidden variables obeying a Gaussian distribution, and the generator is designed to implement data enhancement based on feature alignment. The improved discriminator and generator approximate the distribution of real data in an adversarial manner. The auxiliary classifier is trained with the generative model simultaneously. It functions in two ways, the first is to generate losses to constrain the generator, encouraging it to produce data that is closer to the original data. The second is to screen the generated intermediate data for fine-tuning to improve its generalization ability. Finally, the effectiveness and feasibility of the proposed method are verified by the elevator operation data. Meanwhile, different comparative and ablation experiments were carried out to validate the advancement and necessity of the proposed methodology. Compared to the state-of-the-art (SOTA) models, the proposed method shows optimal results.
期刊介绍:
Journal Name: Mechanical Systems and Signal Processing (MSSP)
Interdisciplinary Focus:
Mechanical, Aerospace, and Civil Engineering
Purpose:Reporting scientific advancements of the highest quality
Arising from new techniques in sensing, instrumentation, signal processing, modelling, and control of dynamic systems