研究人员财务利益冲突的直接和强化披露:信任的作用。

Roy G Spece
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引用次数: 0

摘要

在早期的写作中,我建议在人均资助安排中直接披露主要研究人员的经济利益冲突——为研究人员招募和登记的每个受试者提供固定金额的做法。本文增加了加强直接披露的建议。信息披露方面的改进总结了为什么要讨论人均薪酬和超额薪酬,并进一步包括研究发起人和研究人员是否声称没有超额薪酬。讨论人均报酬的原因是,当赞助者和研究人员不愿意声称没有额外报酬时,特别要注意的是,在研究人员关于研究设计、实施和解释的决策中,以及在研究中招募或保留谁的问题上,存在引入偏见的风险。研究人员声称不存在超额支付,但这并不能消除此类支付的风险。然而,当赞助者和研究人员不声称没有超额报酬时,一个特别的警告有望鼓励他们避免超额报酬。我的建议是根据知情同意中所包含的身体完整性和自主权的要求提出的。有人提出了一些反对我的建议的论点,其中许多都与所谓的信任影响有关。我的基于权利的建议不应该被拒绝,因为反对意见基于以下命题:(1)由于未能将不同种类和程度的信任分开而在概念上不明确;(2)即使在概念明确的情况下也没有得到经验证明。在某些情况下,由于实际或道德上的限制,包括一些必要的研究需要侵犯知情同意权这一事实,所要求的强有力的经验证实无法得到。最后,我建议并部分应用一种组织方法来产生实证问题,并为该领域的未来研究提供指导。即使是少数几个假设的场景也表明,要找到足够的证据来克服知情同意的必要性,实证研究必须是多么复杂——有时在实践或道德上是不可能的。
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Direct and enhanced disclosure of researcher financial conflicts of interest: the role of trust.

In earlier writing, I recommended direct disclosure of major researcher financial conflicts of interest in per capita funding arrangements--the practice of providing researchers with a fixed sum for each subject recruited and enrolled in a study. This Article adds a recommendation for enhanced direct disclosure. The enhancement in the disclosure is a summary of why per capita and excess payments are being discussed and further includes whether the sponsors of the research and the researchers have claimed that there are no excess payments. The reason per capita payments are being discussed is because of the risk--with special caution when sponsors and researchers are not willing to claim that there are no excess payments--of introducing bias into researchers' decisions regarding study design, implementation, and interpretation, as well as concerning whom to enroll or keep in studies. Researchers' claims that there are no excess payments do not vitiate the risk of such payments. Nevertheless, a special admonition when sponsors and researchers do not claim the absence of excess payments would hopefully encourage them to eschew excess payments. My recommendations are required by the rights to bodily integrity and autonomy embedded in informed consent. Several arguments have been made against my recommendations, many of which relate to supposed effects on trust. My rights-based recommendations should not be rejected because of objections based on propositions that (1) are conceptually unclear because of a failure to unbundle different kinds and degrees of trust and (2) have not been empirically proven even where concepts are clarified. In some instances, the required strong empirical confirmation cannot be made because of practical or ethical restraints, including the fact that some of the necessary studies would require invasion of the right to informed consent. Finally, I suggest and partially apply an organizational method to generate empirical questions and guidance for future research in this area. Even the few hypothetical scenarios addressed demonstrate how complex--and sometimes practically or ethically impossible--the empirical studies must be to adduce proofs sufficient to overcome the imperative of informed consent.

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