国家的出现和恢复:1918年和1990年的拉脱维亚

Andrejs Gusachenko, Vineta Kleinberga
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Up until 11 August 1920, when the Peace Treaty with the Soviet Russia was signed, the prospects of de jure recognition of the newly established state were blurred; yet, the defeat of the White forces in the Russian Civil War opened the long awaited “window of opportunity”, as a result of which Latvia managed to achieve its international recognition on 26 January 1921. More than seventy years later, on 4 May 1990, when the Declaration of Independence was adopted by the Supreme Council of the Latvian Soviet Socialist Republic (SSR), the international and domestic situation was no less complicated. Latvia was forcefully incorporated into the Soviet Union in 1940 and became part of it, yet the economic and political deterioration of the Soviet Union, the national awakening in the Baltic States and other Soviet republics alongside the fall of the Berlin Wall gave momentum for the regime to change. 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引用次数: 0

摘要

摘要1918年11月18日,拉脱维亚共和国在极其复杂的国际和国内环境中宣布独立——第一次世界大战仍在进行,帝国正在崩溃,种族和意识形态多样化的军队正在拉脱维亚领土边界内作战。尽管拉脱维亚人和其他民族之间的历史关系以前很紧张,但所有少数民族的代表都与拉脱维亚人并肩作战,对抗拉脱维亚国家的敌人。直到1920年8月11日,与苏俄签署了《和平条约》,在法律上承认这个新成立的国家的前景才变得模糊;然而,白人军队在俄罗斯内战中的失败打开了人们期待已久的“机会之窗”,拉脱维亚因此于1921年1月26日获得了国际承认。70多年后的1990年5月4日,拉脱维亚苏维埃社会主义共和国最高委员会通过了《独立宣言》,国际和国内局势也同样复杂。拉脱维亚于1940年被强行并入苏联,并成为苏联的一部分,但苏联的经济和政治恶化,波罗的海国家和其他苏联共和国的民族觉醒,以及柏林墙的倒塌,为该政权的变革提供了动力。1991年8月21日,在1月里加的路障和与苏联特种警察部队的血腥冲突以及8月莫斯科政变失败之后,拉脱维亚的独立再次成为现实。在20世纪90年代的事件中,1918年和拉脱维亚在两次世界大战之间独立的记忆至关重要。1991年拉脱维亚的国家地位并没有重新建立,而是恢复了。本文承认历史对当代身份认同和政策制定的重要性,旨在深入了解1917–1922年的历史及其在当代形势下的共鸣。运用文献分析和历史进程追踪的方法,揭示了1917-1922年国家形成和承认的复杂过程,特别关注少数民族的作用和外交努力。它还将揭示1918年至1922年20世纪90年代拉脱维亚宣布脱离苏联独立时发生的事件的共鸣,特别关注定义拉脱维亚国家地位及其公民身份的各个方面。在这一部分中,有人会说,1917年至1922年的历史是在拉脱维亚建国时被带回的,而苏联占领50年后,公民身份问题被提上了议程。事实上,不仅拉脱维亚人,而且居住在拉脱维亚的少数民族在恢复拉脱维亚独立的努力中发挥了决定性作用。然而,由于1994年通过的《公民法》1,超过四分之一的人口——在大多数情况下是俄语社区的代表——被剥夺了公民身份。这种做法与两次世界大战期间通过的法案形成了鲜明对比,当时,居住在当时商定的拉脱维亚领土边界内的所有族裔群体都被授予拉脱维亚公民身份,尽管他们的意识形态背景不同。鉴于这一事实,本文提供了未来与当代政策制定中的历史观念相关的研究机会。
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The Emergence and Restoration of the State: Latvia in 1918 and 1990
Abstract On 18 November 1918, the independent Republic of Latvia was declared in an extremely complicated international and domestic environment—the First World War was still going on, empires were collapsing, and ethnically and ideologically diverse military troops were fighting within the boundaries of Latvian territory. Despite the historical context of a previously tense relationship between Latvians and other ethnic groups, representatives of all minorities fought next to Latvians against the enemies of the Latvian state. Up until 11 August 1920, when the Peace Treaty with the Soviet Russia was signed, the prospects of de jure recognition of the newly established state were blurred; yet, the defeat of the White forces in the Russian Civil War opened the long awaited “window of opportunity”, as a result of which Latvia managed to achieve its international recognition on 26 January 1921. More than seventy years later, on 4 May 1990, when the Declaration of Independence was adopted by the Supreme Council of the Latvian Soviet Socialist Republic (SSR), the international and domestic situation was no less complicated. Latvia was forcefully incorporated into the Soviet Union in 1940 and became part of it, yet the economic and political deterioration of the Soviet Union, the national awakening in the Baltic States and other Soviet republics alongside the fall of the Berlin Wall gave momentum for the regime to change. On 21 August 1991, after the barricades and bloody clashes with the Soviet Special Purpose Police Units (OMON) in Riga on January and the failed coup d’état in Moscow in August, Latvia’s independence once again became a reality. In the events of the 1990s, the memories of 1918 and Latvia’s independence in the period between the two world wars were crucial. It is manifested by the fact that Latvian statehood in 1991 was not established anew but restored. Acknowledging the importance of history on contemporary identification and policy-making, this article aims to provide an insight into the history of 1917–1922 and its resonance in the contemporary situation. Using the methodology of literature analysis and historical process-tracing it will reveal the complicated process of the state’s formation and recognition in the period of 1917–1922, paying particular attention to the role of the minorities and diplomatic efforts. It will also uncover the resonance of the events of 1918–1922 in the 1990s, when Latvia’s independence from the Soviet Union was declared, focusing in particular on aspects defining the statehood of Latvia and its citizenship. In this part, it will be argued that the history of 1917–1922 was brought back when the statehood of Latvia was concerned, while overshadowed by fifty years of the Soviet occupation, when the citizenship issue was on the agenda. Indeed, not only ethnic Latvians but also minorities living in Latvia played a decisive role in the efforts of restoring Latvia’s independence. However, as a result of the Citizenship Law,1 adopted in 1994, more than one-fourth of the population—in most cases, representatives of the Russian-speaking community—were denied citizenship. This practice contrasts the Act that had been adopted in the interwar period, when Latvian citizenship was granted to all ethnic groups who were living within the borders of the then agreed Latvian territory, notwithstanding their diverse ideological background. Given this fact, the article provides future research opportunities related to perceptions of history in contemporary policy-making.
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