{"title":"金融市场法中的监管自由裁量权:应对金融危机的有效补救措施?","authors":"Mariia Domina","doi":"10.54648/eucl2021024","DOIUrl":null,"url":null,"abstract":"This article discusses the regulatory discretion of competent national authorities as a mechanism to prevent financial crises, on the example of investment funds and their managers. The ability to impose stricter conditions on fund managers and define the procedures for efficient intervention allows responding efficiently to the financial shocks. Whilst EU law cannot respond quickly enough to the changes in financial markets, Member States and their respective regulatory authorities can provide for a tailor-made approach for each fund and its manager registered within their territories.\nAIFMD, financial markets authorities, investment funds (managers), MiFID II","PeriodicalId":11843,"journal":{"name":"European Company Law","volume":null,"pages":null},"PeriodicalIF":0.5000,"publicationDate":"2021-11-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Regulatory Discretion in Financial Markets Law: An Effective Remedy Against Financial Crises?\",\"authors\":\"Mariia Domina\",\"doi\":\"10.54648/eucl2021024\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"This article discusses the regulatory discretion of competent national authorities as a mechanism to prevent financial crises, on the example of investment funds and their managers. The ability to impose stricter conditions on fund managers and define the procedures for efficient intervention allows responding efficiently to the financial shocks. Whilst EU law cannot respond quickly enough to the changes in financial markets, Member States and their respective regulatory authorities can provide for a tailor-made approach for each fund and its manager registered within their territories.\\nAIFMD, financial markets authorities, investment funds (managers), MiFID II\",\"PeriodicalId\":11843,\"journal\":{\"name\":\"European Company Law\",\"volume\":null,\"pages\":null},\"PeriodicalIF\":0.5000,\"publicationDate\":\"2021-11-01\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"European Company Law\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/10.54648/eucl2021024\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"LAW\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"European Company Law","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.54648/eucl2021024","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"LAW","Score":null,"Total":0}
引用次数: 0
摘要
本文以投资基金及其管理者为例,讨论了国家主管部门的监管自由裁量权作为预防金融危机的机制。能够对基金经理施加更严格的条件,并确定有效干预的程序,从而能够有效应对金融冲击。虽然欧盟法律无法对金融市场的变化做出足够快的反应,但成员国及其各自的监管机构可以为在其领土内注册的每只基金及其管理人提供量身定制的方法。AIFMD、金融市场管理机构、投资基金(经理)、MiFID II
Regulatory Discretion in Financial Markets Law: An Effective Remedy Against Financial Crises?
This article discusses the regulatory discretion of competent national authorities as a mechanism to prevent financial crises, on the example of investment funds and their managers. The ability to impose stricter conditions on fund managers and define the procedures for efficient intervention allows responding efficiently to the financial shocks. Whilst EU law cannot respond quickly enough to the changes in financial markets, Member States and their respective regulatory authorities can provide for a tailor-made approach for each fund and its manager registered within their territories.
AIFMD, financial markets authorities, investment funds (managers), MiFID II