两极分化时代的国家公法诉讼

IF 2.2 2区 社会学 Q1 LAW Texas Law Review Pub Date : 2018-03-08 DOI:10.2139/SSRN.3137317
M. Lemos, E. A. Young
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引用次数: 12

摘要

州政府提起的公法诉讼在美国治理中发挥着越来越突出的作用。尽管州政府旨在挑战国家政策有效性或塑造其内容的公开诉讼并不新鲜,但在过去几十年中,此类诉讼的数量和突出程度有所增加,尤其是自20世纪90年代末的烟草诉讼以来。在奥巴马和特朗普政府的领导下,此类诉讼具有特别的党派色彩;例如,“红色”州对《平价医疗法案》和奥巴马总统的移民令提出了质疑,“蓝色”州对特朗普总统的旅行禁令和撤销先前环境政策的尝试提出了质疑。因此,长期以来对国家诉讼作为一种绕过普通立法程序的国家政策制定形式的担忧,加上对国家诉讼反映并加剧党派两极分化的新担忧。本文探讨了国家诉讼与美国政治两极分化之间的关系。正如我们所解释的,我们的联邦制度可以通过将一些分裂性问题从国家议程中删除来减轻党派两极分化的影响,让它们在更容易达成共识的州司法管辖区得到解决——这既是因为州一级的两极分化似乎得到了抑制,也是因为政治偏好在地理上分布不均。国家诉讼既可以帮助也可以阻碍这种动态。现有证据表明,州检察长(处理州诉讼的大部分)本身就相当两极分化,某些类别的州诉讼也是如此。我们制定了各州利用诉讼来制定国家政策的不同方式,将每种方式与对两极分化的担忧联系起来。因此,我们区分了“纵向”冲突和“横向”冲突,前者是国家起诉以维护其在分裂问题上的自主权,后者是不同国家集团争夺国家政策控制权。我们认为,后者往往会加剧两极分化。但我们承认——并说明——通常很难区分特定争端的纵向和横向,在一些横向争端中,国家诉讼的两极分化成本可能值得支付。此外,我们认为,不能在真空中理解州诉讼,而必须将其作为美国法律中一个更广泛现象的一部分进行评估:我们依赖创业诉讼来制定和执行公共规范。在这种情况下,州检察长通常扮演类似于“私人检察长”的角色,如集体诉讼律师或公共利益组织。各州凭借其固有的民主问责制和内部制衡制度,在许多方面与其他创业执法工具相比都很好。尽管如此,各州的诉讼努力可能并不总是很好地解释各州所代表的广大公众的不同偏好和利益,而这一不足在政治两极分化的时代变得尤为重要。尽管我们对州诉讼的描述总体上是积极的,但我们警告说,如果州诉讼是(或被认为是)激烈的党派事务,州检察长将面临其他政治行为者和法院强烈反对的重大风险。
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State Public-Law Litigation in an Age of Polarization
Public-law litigation by state governments plays an increasingly prominent role in American governance. Although public lawsuits by state governments designed to challenge the validity or shape the content of national policy are not new, such suits have increased in number and salience over the last few decades — especially since the tobacco litigation of the late 1990s. Under the Obama and Trump Administrations, such suits have taken on a particularly partisan cast; “red” states have challenged the Affordable Care Act and President Obama’s immigration orders, for example, and “blue” states have challenged President Trump’s travel bans and attempts to roll back prior environmental policies. As a result, longstanding concerns about state litigation as a form of national policymaking that circumvents ordinary lawmaking processes have been joined by new concerns that state litigation reflects and aggravates partisan polarization. This Article explores the relationship between state litigation and the polarization of American politics. As we explain, our federal system can mitigate the effects of partisan polarization by taking some divisive issues off the national agenda, leaving them to be solved in state jurisdictions where consensus may be more attainable — both because polarization appears to be dampened at the state level, and because political preferences are unevenly distributed geographically. State litigation can both help and hinder this dynamic. The available evidence suggests that state attorneys general (who handle the lion’s share of state litigation) are themselves fairly polarized, as are certain categories of state litigation. We map out the different ways states can use litigation to shape national policy, linking each to concerns about polarization. We thus distinguish between “vertical” conflicts, in which states sue to preserve their autonomy to go their own way on divisive issues, and “horizontal” conflicts, in which different groups of states vie for control of national policy. The latter, we think, will tend to aggravate polarization. But we concede — and illustrate — that it will often be difficult to separate out the vertical and horizontal aspects of particular disputes, and that in some horizontal disputes the polarization costs of state litigation may be worth paying. We argue, moreover, that state litigation cannot be understood in a vacuum, but must be assessed as part of a broader phenomenon in American law: our reliance on entrepreneurial litigation to develop and enforce public norms. In this context, state attorneys general often play roles similar to “private attorneys general” such as class action lawyers or public interest organizations. And states, with their built-in systems of democratic accountability and internal checks and balances, compare well with other entrepreneurial enforcement vehicles in a number of respects. Nevertheless, state litigation efforts may not always account well for divergent preferences and interests within the broad publics that the states represent, and this deficiency becomes particularly important in politically polarized times. Although our account of state litigation is, on the whole, a positive one, we caution that state attorneys general face a significant risk of backlash by other political actors, and by courts, if state litigation is (or is perceived to be) a bitterly partisan affair.
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期刊介绍: The Texas Law Review is a national and international leader in legal scholarship. Texas Law Review is an independent journal, edited and published entirely by students at the University of Texas School of Law. Our seven issues per year contain articles by professors, judges, and practitioners; reviews of important recent books from recognized experts, essays, commentaries; and student written notes. Texas Law Review is currently the ninth most cited legal periodical in federal and state cases in the United States and the thirteenth most cited by legal journals.
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