用委托代理理论和语境因素解释司法助理对裁判的影响

P. Mascini, N. Holvast
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引用次数: 2

摘要

本文通过对80名荷兰行政法法官的调查,运用委托代理理论和语境因素来解释司法助理对审判的影响。到目前为止,委托代理理论主要应用于美国最高法院的设置,以检验司法助理对法官决定的影响较小的假设,因为助理和法官的政治态度差异更大。为了创造一个更普遍的理论来解释司法助理的影响,我们从委托代理理论中推导了另外五个假设,这些假设也可以用来解释司法助理在其他法院环境中的影响。正如预期的那样,我们发现法官的管理角色取向、对司法助理的信任和对助理投入的良好风险-收益感知增加了助理的影响力。与我们的预期相反,我们没有发现法官的法治角色定位和助理的相关经验与助理的影响力相关。同样,没有一个上下文因素——合议庭判决(与单一法官判决相比)、法庭案件的复杂性和时间压力——与助理的影响相关。虽然三个可感知的背叛风险解释了法官允许助理的影响,但上下文因素却不能解释。因此,我们的研究表明,当以不同的方式运作时,委托-代理理论可以有效地应用于除政治化的美国最高法院之外的环境。
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Explaining Judicial Assistants’ Influence on Adjudication with Principal-Agent Theory and Contextual Factors
By way of a survey among 80 Dutch administrative law judges, this paper uses principal-agent theory, as well as contextual factors, to explain judicial assistants’ influence on adjudication. Principal-agent theory has, thus far, been applied mainly to the setting of the US Supreme Court—to test the hypothesis that judicial assistants influence justices’ decisions less, as the political attitudes of assistants and justices differ more. To create a more universal theory to explain judicial assistants’ influence, we have derived five other hypotheses from principal-agent theory, which can also be used to explain judicial assistants’ influence in other court settings. As expected, we find that judges’ managerial role orientation, trust in judicial assistants and favourable risk-benefit perception of assistants’ input increase assistants’ influence. Contrary to our expectations, we did not find judges’ rule of law role orientation and relative experience of assistants to be correlated with assistants’ influence. Likewise, none of the contextual factors—panel judgments (vs. single-judge judgments), complexity of court cases and time pressure—are correlated with assistants’ influence. While three perceived risks of defection explain the influence that judges allow assistants, contextual factors do not. As such, our study shows that—when operationalised differently—principal-agent theory can be fruitfully applied to settings apart from the politicised US Supreme Court.
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来源期刊
CiteScore
1.70
自引率
0.00%
发文量
15
审稿时长
16 weeks
期刊介绍: The International Journal for Court Administration (IJCA) is an on-line journal which focuses on contemporary court administration and management. It provides a platform for the professional exchange of knowledge, experience and research in those areas for a diverse audience of practitioners and academics. Its scope is international, and the editors welcome submissions from court officials, judges, justice ministry officials, academics and others whose professional, research projects, and interests lie in the practical aspects of the effective administration of justice. IJCA is an open access journal, and its articles are subjected to a double blind peer review procedure. Please contact the editors if you are not sure whether your research falls into these categories.
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