基于专利分析的中美绿色技术发展行政与监管比较

Mengshu Liu, Ju’e Guo, Dan Bi
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引用次数: 5

摘要

随着计算机智能在新一轮工业革命中的重要性不断提高,行政、监管或设计(ARD)绿色技术有助于提高国家技术竞争力,促进绿色技术转型,这正成为可持续发展目标下的一个重要领域。美国和中国在ARD绿色技术领域的论文影响力和专利申请量排名前两位。然而,在这两个国家进行的比较研究很少。本研究介绍了中美ARD绿色技术的发展历程和前景,重点比较了每个五年计划期的发展重点和技术布局。根据世界知识产权组织(WIPO)发布的“国际专利分类(IPC)绿色清单”,我们从PatSnap数据库中检索了2001年至2020年间发表的69412项专利。使用潜在狄利克雷分配(LDA)和社区检测算法进行描述、内容和主题网络分析。研究结果表明,中美两国都在战略上注重ARD绿色技术的发展。该领域的技术主题可分为三个主题:数据处理系统、交通控制系统和建筑设计。中美对技术研发的重视程度不同。也有证据表明,美国在技术创新和能力方面具有优势。然而,中国在数据量方面具有优势,中美之间的差距正在逐渐缩小。我们还强调了这项研究的贡献和局限性。
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Comparison of administrative and regulatory green technologies development between China and the U.S. based on patent analysis

With the increasing importance of computer intelligence in the new round of the industrial revolution, administrative, regulatory, or design (ARD) green technology contributes to improving national technological competitiveness and promoting the transformation of green technology, which is becoming an important field under sustainable development goals. The U.S. and China ranked top two in terms of paper influence and patent applications in the field of ARD green technology. However, few comparative studies have been conducted in these two countries. This study presents the evolution and landscapes of ARD green technology between China and the U.S., focusing on comparing development priorities and technical layouts in each five-year plan period. According to the “International Patent Classification (IPC) Green Inventory” launched by the World Intellectual Property Organization (WIPO), we retrieved 69,412 patents published between 2001 and 2020 from the PatSnap database. Descriptive, content, and thematic network analyses were conducted using latent dirichlet allocation (LDA) and community detection algorithms. The results show that both China and the U.S. strategically focus on ARD green technology development. The technical topics in this field can be divided into three themes: data processing systems, traffic control systems, and building designs. The emphasis on technology research and development (R&D) differs between China and the U.S. There is also evidence that the U.S. has advantages in terms of technological innovation and capabilities. However, China has an advantage in terms of data volume, and the gap between China and the U.S. is gradually narrowing. We also highlight the contributions and limitations of this study.

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