法律程序中的移情与客观:瑞典检察官案

Å. Wettergren, Stina Bergman Blix
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引用次数: 26

摘要

移情的作用,即读懂他人情绪的能力,在法律背景下与主要法官的决策有关的研究,通常是出于对客观性的考虑。我们的目的是通过对瑞典检察官使用同理心的分析来研究法律程序中的专业情绪管理。2012年至2015年期间进行了人种学数据收集,包括对来自3个检察机关的36名检察官进行跟踪、观察和访谈。分析表明,在调查过程中,移情有助于确定犯罪的先决条件,并决定是否以及如何起诉。在准备审判时,同理心被用来预测法庭上的情况。在审判过程中,移情过程包括管理他人的情绪,以提供可信的证词,说服法官和安抚受害者。移情过程受到情感-认知司法框架的导向和限制,通过该框架,检察官在展示法律编码专业知识时获得舒适和自豪的情绪奖励。我们得出结论,移情是不可或缺的检察官的专业表现,包括客观的要求。该研究指出了在法律制度中压制情绪和维持实证主义客观性观念的问题。
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Empathy and objectivity in the legal procedure: the case of Swedish prosecutors
Abstract The role of empathy, the capacity to read someone else’s emotions, in the legal context has previously been studied in relation to primarily judges’ decision-making, often with a concern for objectivity. Our purpose is to study professional emotion management in the legal process through an analysis of Swedish prosecutors’ use of empathy. An ethnographic data collection took place between 2012 and 2015, including shadowing, observations and interviews with 36 prosecutors from 3 prosecution offices. The analysis shows that during the investigation, empathy helps identify the prerequisites of a crime and deciding if and how to prosecute. When preparing for trial, empathy is used to anticipate the situation in court. During the trial, the empathic process includes management of the emotions of others in order to stage credible testimonies, convince the judge and calm victims. The empathic process is oriented and restricted by the emotive–cognitive judicial frame through which prosecutors are rewarded by emotions of comfort and pride in demonstrating expertise of legal coding. We conclude that empathy is integral to prosecutors’ professional performance, including the requirement to be objective. The study points to the problems with silencing emotions and maintaining a positivist notion of objectivity in the legal system.
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