选择下一任最高法院法官:司法绩效的实证排名

IF 1 4区 社会学 Q2 LAW Southern California Law Review Pub Date : 2004-02-17 DOI:10.2139/SSRN.473281
Stephen J. Choi, G. M. Gulati
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引用次数: 45

摘要

近年来,司法任命过程变得越来越令人沮丧。双方都声称自己的候选人是“最有功绩的”,但很少讨论什么是功绩。相反,讨论立即转向候选人在堕胎、枪支管制和死刑等热点政治问题上的可能立场。一方(现在是共和党人)声称,他们是根据个人能力推荐某些候选人,而另一方(民主党人)则声称,推动这些候选人的真正原因是他们的意识形态,尤其是他们在某些关键热点问题上可能投票的原因。一方争论优点,另一方争论意识形态,双方各执一词,结果往往陷入僵局。为了打破僵局,我们建议根据相对客观的司法功绩和生产力衡量标准,让法官参加比赛。一场锦标赛让公众可以检验政客们所宣称的功绩。能够检验这些说法,有助于使围绕意识形态展开真正辩论的场合变得透明。当一个候选人在客观因素的基础上表现不佳时,从“优点”的角度来看,把一个纯粹意识形态的候选人伪装成最好的候选人是很难的。一旦以成绩为基础的争论被隔离(或至少缩小范围)到与比赛相关的因素中,就有可能对意识形态进行透明而有意义的辩论。《华尔街日报》利用同一时期(1998年初至2000年底)现役联邦巡回法院法官撰写的意见书数据进行了这样一场竞赛。关注一个共同的时间段有助于让裁判在比赛中处于一个公平的竞争环境。然后,我们产生了一系列的价值衡量标准,重点关注(a)生产力,(b)意见质量,和(c)司法独立性。虽然不完美,但我们的措施在目前的提名过程中更注重绩效(从而消除了以前基于意识形态的不透明动机)。有了我们的数据,我们就能够测试下一任总统在宣布他最喜欢的一位巡回法院法官作为最高法院提名人时,不可避免地会提出的优点主张。
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Choosing the Next Supreme Court Justice: An Empirical Ranking of Judicial Performance
The judicial appointments process has grown increasingly frustrating in recent years. Both sides claim that their candidates are the "most meritorious" and yet there is seldom any discussion of what constitutes merit. Instead, the discussion moves immediately to the candidates' likely positions on hot-button political issues like abortion, gun control, and the death penalty. One side (these days, the Republicans) claims that it is proposing certain candidates based on merit, while the other (the Democrats) claims that the real reason for pushing those candidates is their ideology and, in particular, their likely votes on certain key hot-button issues. With one side arguing merit and the other side arguing ideology, the two sides talk past each other and the end result is often an impasse. To get past the impasse, we propose placing judges in a tournament based on relatively objective measures of judicial merit and productivity. A tournament allows the public to test the politicians' claims of merit. Being able to test those claims helps make transparent the occasions on which the real debate is over ideology. It is harder to disguise a purely ideological candidate as the best from a "merit" standpoint when the candidate performs poorly relative to many other judges based on objective factors. Once merit-based arguments have been isolated (or at least reduced in scope) to factors related to the tournament, it should be possible to have a transparent and meaningful debate over ideology. The Article runs such a tournament using data on opinions authored by active federal circuit court judges from one common time period: the beginning of 1998 to the end of 2000. The focus on a common time period helps put judges in the tournament on a level playing field. We then generate a series of measures of merit focusing on (a) productivity, (b) opinion quality, and (c) judicial independence. While not perfect, our measures interject a greater focus on merit in the current nomination process (thereby flushing out previously non-transparent motives based on ideology). With our data, we are able to test the claims of merit that the next President will inevitably make when he announces one or the other of his favorite circuit court judges as the nominee for the Supreme Court.
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期刊介绍: Established in 1927, the Southern California Law Review is an independent and autonomous entity. Matters of policy, procedure and content are determined solely by the Editorial Board. All decision making authority is delegated by the Dean of the law school to the Editor-in-Chief. The EIC, in turn, delegates various responsibilities to the Editorial Board and the Staff. Each year the Law Review publishes one volume, which is produced in six separate issues. Each issue normally contains several articles written by outside contributors and several notes written by Southern California Law Review staff members.
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