历史实践中的国会履约权

J. Galbraith
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摘要

历史实践强烈影响着外交事务法的宪法解释,包括大多数与条约权力有关的问题。然而,在美国最高法院目前悬而未决的关于国会是否可以根据“必要和适当条款”通过立法实施美国条约的辩论中,即使这项立法不属于其列举的权力范围,也明显缺席了这一辩论。这篇文章利用以前未开发的资源,考虑了国会执行美国条约的权力的历史根源,这些条约是从美国建国到1920年密苏里诉荷兰的开创性案例。这表明,国会议员一次又一次地依靠必要和适当条款来通过实施条约的立法。值得注意的是,强大条约权力的反对者和支持者都接受国会根据必要和适当条款执行条约的权力,尽管他们这样做的原因完全不同。这种共识有助于导致条约不自行执行的做法日益增多,这种做法反过来又导致国会在条约执行方面发挥更大的作用。这篇文章揭示的历史实践支持这样一个结论,即国会有权根据必要和适当条款通过立法来实施条约,即使没有其他第一条的权力作为这项立法的基础。
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Congress's Treaty-Implementing Power in Historical Practice
Historical practice strongly influences constitutional interpretation in foreign affairs law, including most questions relating to the treaty power. Yet it is strikingly absent from the debate presently pending before the U.S. Supreme Court over whether Congress can pass legislation implementing U.S. treaties under the Necessary and Proper Clause, even if this legislation would otherwise lie outside its enumerated powers. Drawing on previously unexplored sources, this piece considers the historical roots of Congress’s power to implement U.S. treaties between the Founding and the seminal case of Missouri v. Holland in 1920. It shows that time after time, members of Congress relied on the Necessary and Proper Clause in passing legislation implementing treaties. Notably, both opponents and supporters of a strong treaty power accepted Congress’s power to implement treaties under the Necessary and Proper Clause, even though they did so for quite different reasons. This consensus helped lead to the growing practice of treaty non-self-execution, a practice that in turn has led Congress to play an increased role in treaty implementation. The historical practice revealed in this piece supports the conclusion that Congress has the power to pass legislation implementing treaties under the Necessary and Proper Clause, even where no other Article I power underlies this legislation.
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