假释:尸体还是凤凰?

IF 0.4 4区 社会学 AMERICAN CRIMINAL LAW REVIEW Pub Date : 2013-07-28 DOI:10.2139/SSRN.2302412
P. Larkin
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引用次数: 1

摘要

在20世纪的大部分时间里,联邦政府在矫正过程的前端采用不确定量刑制度,在后端采用假释制度,以确定罪犯何时应该从监狱释放。1984年,国会试图彻底修改联邦判决和惩教程序。国会通过了强制性量刑准则制度,以限制联邦法院传统上享有的自由裁量量刑权。国会拒绝了咨询指导制度,因为国会认为这样的程序不会消除几十年来困扰联邦刑事司法系统的量刑差异。由于新的强制性指导方针将使量刑决定规范化,并决定何时释放囚犯,国会废除了联邦假释法,认为这是不必要的。最高法院在1989年的“米斯特塔诉美国案”(488 U.S. 361)中,维持了新制度的合宪性,假释似乎已经成为历史。然而,16年后,在美国诉布克案(543 U.S. 220(2005))中,最高法院认为,在米斯特塔案中维持的相同的强制性量刑指导制度侵犯了被告根据第六修正案陪审团审判条款享有的权利。布克和后来的决定使联邦量刑指南具有咨询意义。问题是,国会拒绝了咨询指导制度,如果联邦判决程序没有严格限制地方法院的量刑权力,国会就不会废除假释法。因此,布克案判决的后果之一是,现在的联邦量刑容易受到同样的差异的影响,而国会在1984年试图通过强制性确定量刑准则来补救这种差异。本文讨论的问题是,既然废除联邦假释法的先决条件——采用强制性量刑指导制度——不再有效,布克案的判决是否为联邦假释法注入了新的活力。
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Parole: Corpse or Phoenix?
For most of the twentieth century, the federal government used an indeterminate sentencing system at the front end of the correctional process and a parole system at the back end in order to determine when an offender should be released from prison. In 1984, Congress sought completely to revise the federal sentencing and correctional processes. Congress adopted a mandatory sentencing guidelines system in order to restrain the discretionary sentencing authority that federal courts traditionally had enjoyed. Congress rejected an advisory guidelines system because Congress believed that such a process would not eliminate the sentencing disparities that had plagued the federal criminal justice system for decades. Because the new mandatory guidelines would both regularize the sentencing decision and determine when a prisoner would be released, Congress repealed the federal parole laws as being unnecessary. The Supreme Court upheld the constitutionality of the new system over separation of challenges in Mistretta v. United States, 488 U.S. 361 (1989), and parole seemed to have passed into history. Sixteen years later in United States v. Booker, 543 U.S. 220 (2005), however, the Court held that the same mandatory sentencing guidelines system upheld in Mistretta violated a defendant’s rights under the Sixth Amendment Jury Trial Clause. Booker and later decisions have made the federal sentencing guidelines advisory. The problem is that Congress rejected an advisory guidelines system and would not have repealed the parole laws if the federal sentencing process did not strictly constrain district courts’ sentencing authority. One of the consequences of the Booker decision, accordingly, is that federal sentencing now is susceptible to the same disparities that Congress sought to remedy with mandatory determinate sentencing guidelines in 1984. The article discusses the question whether the Booker decision has breathed new life into the federal parole laws now that the condition precedent for their repeal, adoption of a mandatory sentencing guidelines system, is no longer in effect.
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期刊介绍: The American Criminal Law Review is the nation"s premier journal of criminal law. The ACLR is the most-cited criminal law review in the nation, and it also ranks among the country"s most-cited law reviews of any kind. Recently, ExpressO, an online submission service for legal scholars, ranked the ACLR as the top subject-specific law review in the area of Criminal Law and Procedure. Published four times a year, the ACLR provides timely treatment of significant developments in constitutional and criminal law through articles contributed by leading scholars and practitioners, and through notes authored by the journal"s student staff.
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