我国言论自由制度中的市场等级与版权

IF 2.4 3区 社会学 Q1 LAW Vanderbilt Law Review Pub Date : 2000-11-14 DOI:10.2139/SSRN.240308
N. Netanel
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引用次数: 15

摘要

我们对政治平等和民主治理的理解的核心是所谓的“言论自由原则”,即自由民主既依赖于,也在很大程度上表现为来自“不同和敌对来源”的“不受约束的、强有力的、广泛开放的”辩论。但缺乏预防性监管和市场等级制度?在西方民主国家,尤其是美国,财富严重不平等的状况日益普遍?不可避免地转化为我所说的“语言层次”?富有的演讲者和观众在决定构成我们公共话语的言论组合方面的不成比例的权力。通过有效地压制偏远的少数民族和穷人,言论等级制度直接违背了言论自由原则。此外,与一些评论家所说的相反,互联网并不是解决言论等级问题的灵丹妙药,因为我预测,下一代互联网将在很大程度上与传统媒体市场的集中式结构非常相似。如今,版权为内容提供商提供了前所未有的对表达性作品使用的广泛控制,加剧了言论等级。这是在媒体整合和拥有大量现有表达的专有权的背景下进行的。版权促进了静态意义上的言论等级(当潜在用户无法获得使用现有作品的许可时)和动态意义上的言论等级(通过增加必须从媒体集团购买表达投入的个人和实体的表达成本,以及通过支持能够在销售其表达商品时进行有效价格歧视的实体)。然而,我认为,尽管它与言论自由原则相冲突,但至少某种程度上的言论等级制度是自由民主的必要条件。自由民主要求媒体企业具有政治独立性和财政实力,以接触大众受众,激发公众舆论,并进行持续的调查性报道和批评——我们可以称之为“新闻自由原则”——正如它要求来自不同来源的广泛公开辩论——言论自由原则一样。一众自谋作家也无法实现这些功能。如果言论等级制度支持出版自由原则,但与言论自由原则背道而驰,那么版权法和媒体政策必须在两者之间寻求平衡。他们必须在表达领域实现并实际上支持一定程度的市场等级制度,即使他们寻求改善媒体集中的最有害影响,并从广泛的不利和敌对来源促进表达。版权所有人权利的范围和对这些权利的限制应在该框架内确定。
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Market Hierarchy and Copyright in Our System of Free Expression
At the center of our understandings of political equality and democratic governance lies what might be termed the "Free Speech Principle," the idea that liberal democracy both depends upon and is largely manifested by "uninhibited, robust, and wide-open" debate from "diverse and antagonistic sources." But absent preventative regulation, market hierarchy ? the state of substantial inequality of wealth increasingly prevalent in Western democracies, particularly the U.S. ? translates inevitably into what I refer to as "speech hierarchy" ? the disproportionate power of wealthy speakers and audiences to determine the mix of speech that comprises our public discourse. By effectively silencing outlying minorities and the poor, speech hierarchy runs directly counter to the Free Speech Principle. Moreover, contrary to what some commentators claim, the Internet offers no panacea for the problem of speech hierarchy because, I predict, in significant ways the next-generation Internet will closely resemble the centralized structure of traditional media markets. Copyright, which today affords content providers unprecedented expansive control over uses of expressive works, exacerbates speech hierarchy. It does so against the background of media consolidation and ownership of exclusive rights to vast inventories of existing expression. Copyright promotes speech hierarchy, both in the static sense (when prospective users are unable to obtain permission to use existing works) and the dynamic sense (by increasing the costs of expression for individuals and entities who must purchase expressive inputs from media conglomerates and by favoring entities that can engage in effective price discrimination in the sale of their expressive goods). Yet, I argue, despite its conflict with the Free Speech Principle, at least some measure of speech hierarchy is a necessary condition for liberal democracy. Liberal democracy requires media enterprises with the political independence and financial wherewithal to reach a mass audience, galvanize public opinion, and engage in sustained investigative reporting and critique - what we might term the "Free Press Principle" - no less than it requires wide-open debate from diverse sources - the Free Speech Principle. A universe of yeomen authors could not fulfill those functions. To the extent that speech hierarchy supports the Free Press Principle but runs counter to the Free Speech Principle, copyright law and media policy must seek to moderate between the two. They must enable, and indeed support, a degree of market hierarchy in the expressive sector even as they seek to ameliorate the most deleterious effects of media concentration and foster expression from a broad spectrum of adverse and antagonistic sources. The scope of copyright owner rights and limitations to those rights should be determined within that framework.
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期刊介绍: Vanderbilt Law Review En Banc is an online forum designed to advance scholarly discussion. En Banc offers professors, practitioners, students, and others an opportunity to respond to articles printed in the Vanderbilt Law Review. En Banc permits extended discussion of our articles in a way that maintains academic integrity and provides authors with a quicker approach to publication. When reexamining a case “en banc” an appellate court operates at its highest level, with all judges present and participating “on the bench.” We chose the name “En Banc” to capture this spirit of focused review and provide a forum for further dialogue where all can be present and participate.
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