条约、行政协定和宪法方法

IF 2.2 2区 社会学 Q1 LAW Texas Law Review Pub Date : 2001-05-07 DOI:10.2139/SSRN.266969
Peter J. Spiro
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引用次数: 14

摘要

外交关系法提供了一个探索宪法动态的特别肥沃的领域。本文将最近关于宪法第二条条约(需要参议院的绝对多数批准)和国会-行政协议(需要两院制多数批准)的宪法互换性的辩论作为宪法方法的案例研究。文章首先批评了劳伦斯·特赖布(Laurence Tribe)的观点,他在文本的基础上认为,北美自由贸易协定和世界贸易组织乌拉圭回合协议在宪法上是不合法的,两者都被批准为国会-行政协议;布鲁斯·阿克曼(Bruce Ackerman)和大卫·戈洛夫(David Golove),他们在所有案件中都主张自己的合宪性,这是基于第二次世界大战后的宪法时刻。本文认为,国会-行政协议的合宪性是可以确立的,但只有在一个不断增长的历史实践结束时,并且只有在一个狭窄的实质性背景下。与部落不同,本文论证了国会-行政协议的合宪性;与阿克曼和戈洛夫的观点相反,它否认了国会-行政协议与条约的完全可互换性。本文利用战后的发展来表明,国会-行政协议形式在某些情况下是可以接受的(就贸易协定而言,它实际上可能是强制性的),而在其他情况下则不可接受(最明显的是就军备控制协议而言,参议院一直反对通过第二条以外的任何途径提交此类协议)。本文利用这一案例研究来提出宪法增量的模型。与时刻方法相反,增量模型接受宪法规范的渐进的、偶然性的发展。该模式为评估任何特定宪法事件的宪法意义提供了四个衡量标准:有关行为者的接受程度,包括非司法行为者,在某些情况下包括非政府行为者;在一个情节中所表现出的争议程度(一个原则越有争议,该争议的解决就越重要);发作的年龄(较老的发作不那么重要,至少没有最近的实践支持);以及这一集所提供的原则的谱系。这篇文章断言,这种模式比其他与之竞争的宪法发展模式提供了更大的宪法确定性。该模式也更好地推进了宪政的核心规范美德,即通过短期连续性的约束促进对长期社区愿望的认可。
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Treaties, Executive Agreements, and Constitutional Method
Foreign relations law presents a particularly fertile field in which to explore constitutional dynamics. This article uses the recent debate over the constitutional interchangeability of Article II treaties (requiring supermajority approval of the Senate) and congressional-executive agreements (approved with a bicameral majority) as a case study in constitutional method. The article first critiques arguments by Laurence Tribe, who on a textual basis argues the constitutional illegitimacy of the North American Free Trade Agreement and the World Trade Organization Uruguay Round, both approved as congressional-executive agreements; and by Bruce Ackerman and David Golove, who assert their constitutionality in all cases as grounded in a constitutional moment following World War II. This article argues that the constitutionality of congressional-executive agreements can be established, but only at the end of an accretive historical practice and only in a narrow range of substantive contexts. In contrast to Tribe, the article demonstrates the constitutionality of congressional-executive agreements; in contrast to Ackerman and Golove, it denies the full interchangeability of congressional-executive agreements with treaties. The article uses post-war developments to show that the congressional-executive agreement form is acceptable in some contexts (with respect to trade agreements, where it may in fact be mandatory) and not in others (most notably with respect to arms control agreements, where the Senate has maintained an institutional opposition to submitting such agreement via any route other than Article II). The article uses this case study to pose a model of constitutional increments. In contrast to the moments approach, the increments model accepts the evolutionary, episodic development of constitutional norms. The model offers four metrics for assessing the constitutional significance of any particular constitutional episode: acceptance by relevant actors, including non-judicial and, in some cases, non-governmental actors; the degree of contestedness evidenced in an episode (the more contested a principle, the greater significance afforded the resolution of that contest); the age of the episode (older episodes being less significant, at least as unsupported by more recent practice); and the pedigree of the principle for which the episode is offered. This model, the article asserts, offers greater constitutional determinacy than competing models of constitutional development. The model also better advances the central normative virtue of constitutionalism, namely of facilitating recognition of long-term community aspirations through the constraint of shorter-term continuity.
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CiteScore
1.40
自引率
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期刊介绍: The Texas Law Review is a national and international leader in legal scholarship. Texas Law Review is an independent journal, edited and published entirely by students at the University of Texas School of Law. Our seven issues per year contain articles by professors, judges, and practitioners; reviews of important recent books from recognized experts, essays, commentaries; and student written notes. Texas Law Review is currently the ninth most cited legal periodical in federal and state cases in the United States and the thirteenth most cited by legal journals.
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