我们的规定性司法权:联邦法院法历史实践的构成与巩固效应

E. A. Young
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引用次数: 1

摘要

研究在宪法裁决中使用历史实践的学者们把注意力集中在一些引人注目的三权分立纠纷上,比如最近的NLRB诉诺埃尔·坎宁案和齐沃托夫斯基诉克里案的判决。这篇文章认为,“大案件产生坏理论”——对这类引人注目的案件的关注扭曲了我们对历史实践如何更普遍地影响宪法裁决的理解。在这里,我将重点转移到联邦法院法律中更为平淡无奇的领域,在这一领域,实践发挥着无处不在的作用。这一转变揭示了两个重要的洞见:首先,虽然历史实践在构建和填补司法架构的空白方面发挥着重要的构成作用,但与诺埃尔·坎宁和齐沃托夫斯基的做法相反,历史实践很少对普通的法律变革形成根深蒂固的抵制。其次,在备受瞩目的三权分立争端中,历史实践的权威性通常建立在一个分支默许另一个分支行动的理论之上;相比之下,联邦法院的案件忽略了默许,而是将实践的权威置于其长期遵守的基础上。联邦法院对历史实践的运用建立在时效理论的基础上——也就是说,过去的实践从其纯粹的过去性中获得权威。本文探讨了规定在伯克政治理论中的中心地位,并提出依赖于过去实践的案例可以有助于发展一种独特的伯克宪法理论。这一理论表明,过去的实践起着重要的构成作用,但正如在联邦法院的案件中一样,这一作用在普通的法律变革中并不根深蒂固。历史实践并非根深蒂固——而且可以通过民主进程加以改变——这一事实有助于回答对宪法裁决依赖实践的几个关键批评。
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Our Prescriptive Judicial Power: Constitutive and Entrenchment Effects of Historical Practice in Federal Courts Law
Scholars examining the use of historical practice in constitutional adjudication have focused on a few high-profile separation-of-powers disputes, such as the recent decisions in NLRB v. Noel Canning and Zivotofsky v. Kerry. This essay argues that “big cases make bad theory” — that the focus on high-profile cases of this type distorts our understanding of how historical practice figures in constitutional adjudication more generally. I shift focus here to the more prosaic terrain of federal courts law, in which practice plays a pervasive role. That shift reveals two important insights: First, while historical practice plays an important constitutive role, structuring and filling gaps in the judicial architecture, that practice is, in contrast to the practices in Noel Canning and Zivotofsky, rarely entrenched against ordinary legal change. Second, the authority of historical practice in high-profile separation-of-powers disputes generally rests on a theory of acquiescence by one branch in the other’s actions; the federal courts cases, in contrast, ignore acquiescence and instead ground practice’s authority in its longstanding observance.The use of historical practice in federal courts law rests on a theory of prescription — that is, past practice derives authority from its sheer past-ness. This essay explores the centrality of prescription in Burkean political theory and suggests that cases relying on past practices can contribute to the development of a distinctively Burkean theory of constitutional law. This theory suggests that past practice plays an important constitutive role, but as in the federal courts cases, that role is not entrenched against ordinary legal change. The fact that historical practice is not entrenched — and can be changed through democratic processes — helps to answer several key criticisms of relying on practice in constitutional adjudication.
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