缓和春天:选区重划案件后的严格审查和平权行动

Pamela S. Karlan
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引用次数: 8

摘要

在Adarand Constructors诉Pena案(515 U.S. 200, 1995)中,最高法院认为,所有由联邦、州或地方政府行为者强加的种族分类,都必须由审查法院在严格审查下进行分析。从那以后,最高法院基本上没有参与有关平权法案的斗争,但它裁决了一系列涉及种族意识重划选区的案件,这些案件可能会改变严格审查的实际运作方式。面对可能会使州立法机构和国会代表团重新隔离的审查标准,最高法院不愿严格执行严格的审查。首先,它限制了严格审查发挥作用的范围,允许在种族是众多因素之一的情况下考虑种族因素,而且纳入种族因素后产生的选区不会与为其他群体创建的选区偏离太大。其次,它认为遵守《投票权法案》的结果和效果测试可以作为一项令人信服的州利益,从而扩大了可以为种族意识重划选区辩护的利益。该法案所体现的对政治平等的理解超越了宪法本身的要求。它要求各州安排其选举机构,以尽量减少先前违宪歧视的挥之不去的影响,否则它们就不会受到指控,并减轻涉及宪法保护的私人选择的种族两极化投票的影响。简而言之,严格审查的理论让位于对少数群体成员同样开放的选举制度的需要。在探讨了重新划分选区的案例之后,本文接着转向法院是否以及如何将其理论创新转化为对高等教育平权行动的考虑。它指出,招生过程在某些方面更类似于重新划分选区,因此需要一种更温和的审查形式,而不是类似于阿达兰等案件中存在争议的竞争性招标过程。它表明,基于第六章的差别影响标准在定义什么是引人注目的州利益方面可能发挥类似于《投票权法案》的作用。
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Easing the Spring: Strict Scrutiny and Affirmative Action After the Redistricting Cases
In Adarand Constructors v. Pena, 515 U.S. 200 (1995), the Supreme Court held that all racial classifications, imposed by whatever federal, state, or local governmental actor, must be analyzed by a reviewing court under strict scrutiny. Since then, the Court has been essentially absent from the battle over affirmative action, but it has decided a series of cases involving race-conscious redistricting that may potentially change the way strict scrutiny actually operates. Faced with the prospect of applying a standard of review that would resegregate state legislatures and congressional delegations, the Supreme Court was unwilling to apply strict scrutiny strictly. First, it constricted the domain in which strict scrutiny comes into play at all, permitting race to be taken into account when it is one factor among many and its inclusion produces districts that do not deviate too greatly from those created for other groups. Second, it broadened the interests that can justify race-conscious redistricting, by holding that compliance with the Voting Rights Act's results and effects tests can serve as a compelling state interest. The understanding of political equality embodied in the Act goes beyond what the Constitution itself demands. It requires states to arrange their electoral institutions to minimize the lingering effects of prior unconstitutional discrimination not otherwise chargeable to them, as well as to mitigate the impact of racially polarized voting that involves otherwise constitutionally protected private choice. In short, the theory of strict scrutiny yielded to the need for an electoral system that is equally open to members of minority groups. Having explored the redistricting cases, this article then turns to the question whether, and how, the Court might translate its doctrinal innovations here into its consideration of affirmative action in higher education. It identifies ways in which the admissions process more closely resembles redistricting, and therefore calls for a softer form of scrutiny, than it resembles the competitive bidding process at issue in cases like Adarand. And it suggests that Title VI-based disparate impact standards may perform a role similar to the Voting Rights Act in defining what counts as a compelling state interest.
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