法官是无私的等级者

Lynn A. Stout
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引用次数: 11

摘要

许多关于司法行为的正式讨论都采用理性选择框架,该框架假定法官是只关心提高自身福利的理性行为者。这篇文章是为2001年威廉与玛丽法学院的乔治·p·威斯讲座而准备的,它表明,仅仅把自身利益作为一种司法动机,可能是不恰当的,也是误导性的。司法制度的社会制度是以一定程度的司法“利他主义”为前提的,其表现形式是,即使在基本没有外部惩罚和奖励的情况下,司法人员也愿意付出巨大努力,公正地、依法地裁决案件。这一期望建立在坚实的经验基础之上:社会科学家已经收集了大量证据,证明考虑他人的行为,包括利他行为,既是一种普遍现象,也是一种可预测的现象。因此,在我们对司法机构的描述中正式纳入考虑他人行为的现实,可能会有很多收获。作为这个方向的第一步,本文回顾了关于人们在实验游戏中何时以及为何表现出利他行为的大量证据。它探讨了我们如何更好地鼓励基本上不受外部压力影响的法官谨慎、公正、出色地裁决案件的一些含义。
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Judges as Altruistic Hierarchs
Many formal discussions of judicial behavior employ a rational choice framework that presumes that judges are rational actors concerned only with improving their own welfare. This essay, prepared as the 2001 George P. Wythe Lecture at the William & Mary School of Law, suggests it may be both inappropriate and misleading to focus exclusively on self-interest as a judicial motivation. The social institution of the judiciary is premised on the expectation of a certain amount of judicial "altruism," in the form of a willingness to devote significant effort to deciding cases impartially and according to law even when external punishments and rewards are largely absent. This expectation rests on a solid empirical foundation: social scientists have compiled extensive evidence demonstrating that other-regarding behavior, including altruistic behavior, is both a common and a predictable phenomenon. As a result there may be much to be gained from formally incorporating the reality of other-regarding behavior into our accounts of the judiciary. As a first step in that direction, the essay reviews some of the voluminous evidence that has been compiled on when and why people display altruistic behavior in experimental games. It explores some implications for how we might better encourage judges largely insulated from external pressures to nevertheless decide cases carefully, impartially, and well.
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