联邦刑法的宪法化之争:莫里森、琼斯和美国律师协会

IF 1 4区 社会学 Q2 LAW University of Illinois Law Review Pub Date : 2002-01-11 DOI:10.2139/SSRN.293202
George D. Brown
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引用次数: 1

摘要

本文考虑了最近最高法院的案件对联邦刑法的范围和解释的影响,以及关于该法律的辩论应该在多大程度上更多地基于宪法考虑。本文以《霍布斯法》为例,特别关注具有管辖权要素的成文法问题。这篇文章以艾布拉姆斯和比尔教授所说的“关于联邦角色本质的大辩论”开始。这场辩论通常是国会在发展我们的州和联邦犯罪重叠制度方面应该走多远的问题。在洛佩兹之前,人们想当然地认为,国会受到的约束很少。关于洛佩兹及其对联邦权力的影响,有大量的学术分析。然而,在某种程度上,关于联邦刑法的辩论仍然主要是一种政策辩论。本文考察了美国律师协会的工作队关于刑法联邦化的报告。它既考虑了报告对现行制度的分析,也考虑了报告对国会的建议。这一分析反映出一种强烈的联邦制态度。然而,尽管有联邦制的前提,但对国会可能受到宪法限制的讨论相对较少。在洛佩兹之后,这些考虑将加强报告的分析和结论。这篇文章特别指出了对刑法双重体系的个人权利批判的力量,并指出它与古典的联邦制概念非常吻合,因为联邦制促进了权利的保护。该报告是在洛佩兹之后,但在最近美国诉莫里森案和琼斯诉美国案的判决之前编写的。本文将深入讨论这些案例。莫里森的出现主要是对洛佩兹的重申。特别令人感兴趣的是大法官苏特和布雷耶的不同意见;例如,前者批评目前多数派的做法是注定要回到“早些时候的联邦制”的企图。鉴于莫里森案中存在洛佩兹式的尖锐分歧,琼斯案的判决多少有些出人意料。具体的结果是联邦纵火法的狭隘构建。令人震惊的是,宪法问题在这种建构中发挥了重要作用,而金斯伯格大法官——洛佩兹的异议者——引用洛佩兹作为这些担忧的来源。琼斯案涉及到一项具有管辖权因素的法令。这篇文章转向这些法规提出的问题,指出洛佩兹和琼斯案的多数意见建议对这些法规采取友好的态度。一般的问题是如何将国会对一类活动的立法权力的限制转移到一项活动的个别实例的背景下。存在严重的理论问题。例如,当成文法包含管辖要素时,法院是否应将个别行为的效力加在一起,从而建议将重点放在个案上?这些问题都在霍布斯法案下的诉讼中浮出水面。最终,最高法院将需要澄清具有管辖权要素的法规所提出的宪法和其他问题。
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Constitutionalizing the Federal Criminal Law Debate: Morrison, Jones, and the ABA
This article considers the impact of recent Supreme Court cases on the reach and interpretation of federal criminal law, and the extent to which debates about that law should be more grounded in constitutional considerations. Special attention is paid to the problem of statutes with jurisdictional elements, using the Hobbs Act as an example. The article begins with what Professors Abrams and Beale call the "great debate on the nature of the federal role." This debate is generally presented as a matter of how far Congress should go in developing our system of overlapping state and federal crimes. It was assumed, certainly before Lopez, that constraints on Congress were few. There is a wealth of scholarly analysis of Lopez and its impact on federal power. However, to some extent, the debate on federal criminal law remains cast as primarily one of policy. The article examines the report of the American Bar Association's Task Force on the Federalization of Criminal Law. It considers both the Report's analysis of the present system and its recommendations to Congress. The analysis reflects a strongly federalistic approach. However, despite federalistic premises, there is relatively little discussion of possible constitutional limits on Congress. After Lopez, these considerations would bolster the Report's analysis and conclusions. The article notes in particular the strength of an individual rights critique of the dual systems of criminal law, and suggests that it fits comfortably within classical notions of federalism as advancing protection of rights. The Report was written after Lopez but prior to the recent decisions in United States v. Morrison and Jones v. United States. The article discusses these cases in some depth. Morrison is presented as primarily a reaffirmation of Lopez. Of particular interest are the dissents of Justices Souter and Breyer; for example, the former criticized the current majority's approach as a doomed attempt to return to "the federalism of some earlier time." In light of the sharp Lopez-like disagreements in Morrison, the decision in Jones is somewhat surprising. The specific result was the narrow construction of a federal arson statute. What is striking is that constitutional concerns played a substantial role in this construction and that Justice Ginsburg - a Lopez dissenter - cited Lopez as the source of these concerns. Jones involved a statute with a jurisdictional element. The article turns to the questions raised by such statutes, noting that the majority opinions in Lopez and Jones suggested a hospitable approach toward them. The general question is how to transpose limits on Congress' power to legislate over a class of activities to the context of individual instances of an activity. Serious theoretical problems are present. For example, should courts aggregate the effect of individual acts when a statute contains a jurisdictional element, thus suggesting a focus on the individual case? These problems are surfacing in litigation under the Hobbs Act. Ultimately, the Supreme Court will need to clarify the constitutional and other issues presented by statutes with jurisdictional elements.
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