海盗类比:现代普遍管辖权的空洞基础

Q1 Social Sciences Harvard International Law Journal Pub Date : 2003-03-07 DOI:10.2139/SSRN.385900
E. Kontorovich
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引用次数: 90

摘要

在过去十年中,普遍管辖权理论得到了极大的扩展。普遍管辖权是传统国际管辖权规则的例外;它允许任何国家,即使是与犯罪没有任何关系的国家,审判那些涉嫌犯下滔天罪行的人。普遍管辖权的引人注目的例子包括比利时对以色列总理阿里尔·沙龙的诉讼,卢旺达和南斯拉夫战争罪的国际法庭,以及美国联邦法院日益增多的人权诉讼。参与这种普遍管辖权扩张的法院,以及支持他们的学者,都依赖于一个关键的先例——海盗法——来使其脱离传统的管辖权要求而合法化。几百年来,海盗行为是唯一一种公认的犯罪行为。新的普遍管辖权(NUJ)将盗版作为其判例和概念基础。这种观点认为,海盗行为只是说明了一个更广泛的原则,即任何一个国家都可以起诉任何一种最能震撼某个时代良知的罪行。行使普遍管辖权可能会产生危险的后果,因为它们可能被视为侵犯另一个国家的主权特权。海盗的类比坚持认为,至少对于令人发指的罪行,这种担忧是没有根据的:对海盗的管辖权处理证明,各国并不介意放弃对涉嫌犯下极其恶劣罪行的人的管辖权。本文驳斥了普遍接受的观点,即盗版行为因其严重程度而成为一种普遍可认知的犯罪行为,并引申为盗版法可以为美国法院提供有效的先例或模式。文章表明,海盗与私掠并行不悖,私掠是一种国家许可的海盗行为,在国际法下是完全合法的。在获得主权授权的情况下,海盗行为被认为是可以接受的,这表明海盗行为不被认为是像NUJ犯罪那样天生可恶的。此外,文章解释说,海盗只是抢劫的一种,从来没有被认为比今天的抢劫更令人发指。盗版类比的谬误使人们对许多使用这一类比来证明其扩大普遍管辖权的合理性产生怀疑。它还对可能寻求行使普遍管辖权的国际法庭,如国际刑事法院,具有警示意义。
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The Piracy Analogy: Modern Universal Jurisdiction's Hollow Foundation
The past decade has seen an enormous expansion of the doctrine of universal jurisdiction. Universal jurisdiction is an exception to traditional rules of international jurisdiction; it allows any nation, even one with no connection to the offense, to try people suspected of extraordinarily heinous crimes. High-profile examples of universal jurisdiction include the Belgian proceedings against Israeli Prime Minister Ariel Sharon, the international tribunals for war crimes in Rwanda and Yugoslavia, and the growing docket of human rights litigation in U.S. federal courts. Courts that have joined in this expansion of universal jurisdiction, and the scholars who support them, rely on one key precedent - the law of piracy - to legitimize departing from the traditional jurisdictional requirements. For hundreds of years, piracy was the only offense that was considered universally cognizable. The new universal jurisdiction (NUJ) uses piracy as its precedential and conceptual foundation. Piracy, the argument goes, merely illustrates the broader principle that whatever offenses most shock the conscience of a given era can be prosecuted by any nation. Exercises of universal jurisdiction can have dangerous consequences because they can be seen as encroachments on another nation's sovereign prerogatives. The piracy analogy maintains that at least for heinous crimes, this concern is unfounded: the jurisdictional treatment of piracy proves that nations do not mind ceding jurisdiction over people suspected of egregiously vile offenses. This Article refutes the generally-accepted view that piracy became a universally cognizable offense because of its heinousness, and by extension, the notion that piracy law can provide a valid precedent or model for the NUJ. The Article shows that piracy existed side-by-side with privateering, a form of state-licensed piracy that was entirely legal under the law of nations. That piracy was considered acceptable when committed with sovereign authorization shows that piratical conduct was not viewed as innately heinous in the sense that NUJ crimes are. Furthermore, the Article explains that piracy is simply a species of robbery, and was never regarded as significantly more heinous than robbery is regarded today. The fallacy of the piracy analogy casts into doubt the soundness of many cases that use the analogy to justify their expansion of universal jurisdiction. It also has cautionary implications for international tribunals that might seek to exercise universal jurisdiction, such as the International Criminal Court.
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来源期刊
Harvard International Law Journal
Harvard International Law Journal Social Sciences-Law
CiteScore
1.90
自引率
0.00%
发文量
2
期刊介绍: In an opinion survey published in The International Lawyer, senior scholars in the international and comparative law fields ranked the Harvard International Law Journal as having the “strongest academic reputation” of all student-edited international and comparative law specialty journals published in the United States. The ILJ publishes articles on international, comparative, and foreign law, the role of international law in U.S. courts, and the international ramifications of U.S. domestic law. These articles are written by the most prominent scholars and practitioners in the field and have been recognized as important contributions to the development of international law.
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