更公平:公平作为决策基本原理的一致性

Tianlin Li, Qing-Wu Guo, Aishan Liu, Mengnan Du, Zhiming Li, Yang Liu
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引用次数: 2

摘要

深度神经网络(dnn)已经取得了重大进展,但经常受到公平性问题的困扰,因为深度模型通常在某些子组(例如,男性和女性)之间显示出明显的准确性差异。现有研究通过使用公平感知损失函数来约束最后一层输出并直接正则化dnn来解决这一关键问题。尽管dnn的公平性得到了提高,但尚不清楚训练后的网络如何做出公平的预测,这限制了未来公平性的提高。本文从决策原理的角度研究公平性,并通过分析神经元在各个子群中的影响,定义了参数奇偶得分来表征网络的公平决策过程。大量的实证研究表明,不公平问题可能产生于子群体的不一致的决策基础。现有的公平性正则化项由于只约束最后一层的输出而忽略了中间神经元的对齐而无法实现决策基本原理对齐。为了解决这个问题,我们将公平性制定为一个新的任务,即决策基本原理对齐,要求dnn的神经元在中间过程和最终预测中对子组有一致的响应。为了在优化过程中实现这一想法,我们放宽了朴素目标函数并提出了梯度引导宇称对齐,这鼓励了神经元在子组之间的梯度加权一致性。在各种数据集上进行的大量实验表明,我们的方法可以显著提高公平性,同时保持高水平的准确性,并大大优于其他方法。
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FAIRER: Fairness as Decision Rationale Alignment
Deep neural networks (DNNs) have made significant progress, but often suffer from fairness issues, as deep models typically show distinct accuracy differences among certain subgroups (e.g., males and females). Existing research addresses this critical issue by employing fairness-aware loss functions to constrain the last-layer outputs and directly regularize DNNs. Although the fairness of DNNs is improved, it is unclear how the trained network makes a fair prediction, which limits future fairness improvements. In this paper, we investigate fairness from the perspective of decision rationale and define the parameter parity score to characterize the fair decision process of networks by analyzing neuron influence in various subgroups. Extensive empirical studies show that the unfair issue could arise from the unaligned decision rationales of subgroups. Existing fairness regularization terms fail to achieve decision rationale alignment because they only constrain last-layer outputs while ignoring intermediate neuron alignment. To address the issue, we formulate the fairness as a new task, i.e., decision rationale alignment that requires DNNs' neurons to have consistent responses on subgroups at both intermediate processes and the final prediction. To make this idea practical during optimization, we relax the naive objective function and propose gradient-guided parity alignment, which encourages gradient-weighted consistency of neurons across subgroups. Extensive experiments on a variety of datasets show that our method can significantly enhance fairness while sustaining a high level of accuracy and outperforming other approaches by a wide margin.
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