政企目标差异下的创新投入优化分析

Wu Kai, Huiying Zhang
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引用次数: 0

摘要

针对企业获得补贴后创新效率的提高,构建了研发和转型两阶段创新效益模型,实现了创新投入的纳什均衡,解决了政府与企业创新的客观差异。主要结论如下:实现纳什均衡的资源配置结构有三种。分配结构由效益(社会效益和企业效益区分)对研发和转型的敏感性决定。企业在获得补贴后,优化资源配置,产生挤出效应,这是企业谋求利益的必然选择。相对于企业预算,当政府补贴比例较低时,补贴方式不影响效益。当政府投入更多的补贴用于研发时,就有可能出现社会效益和企业效益的双重损失。结论定义了补贴在企业预算中的比例,从而区分了创新投入的配置结构。其现实意义在于从企业项目的微观层面提供一种精确的资源配置方法,从而缓解政企之间的客观差异。
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Optimization Analysis for Innovative Inputs under the Objective Discrepancy between Government and Enterprise
Aiming at the improvement of innovation efficiency after enterprise obtaining subsidies, this paper constructs two-stage innovation benefit model about research and development (R&D) and transformation and achieves Nash equilibrium of innovative inputs to solve the objective discrepancy of innovation between government and enterprise. The main conclusions are as follows: there are three kinds of resource allocation structure in the way of achieving Nash equilibrium. The allocation structure is determined by the sensitivity of benefits (differentiated by social benefits and enterprise benefits) to R&D and transformation. After obtaining subsidies, enterprise optimizes resource allocation and results in crowding out effect, which is the inevitable choice for enterprise to seek benefits. Relative to the enterprise budget, when the proportion of government subsidies is few, the way of subsidies does not affect benefits. When the government invests more subsidies, which are designated for R&D, there is the possibility of dual losses of social benefits and enterprise benefits. The conclusion defines the proportion of subsidies to enterprise budgets so as to differentiate the allocation structure of innovative inputs. The practical significance is to provide a precise method of resource allocation from the microlevel of enterprise project, which alleviates the objective discrepancy between the government and enterprise.
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