美国监管政策制定中的机构间学习

2区 法学 Q1 Social Sciences Administrative Law Review Pub Date : 2016-07-31 DOI:10.2139/ssrn.2817073
Miranda Yaver
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引用次数: 0

摘要

虽然一些学者已经评估了推动国会决定将监管权力下放给行政机构的策略,但文献在很大程度上仅限于评估国会与其行政代理人之间的关系。我认为,这是一幅不完整的执行图景,因为它通常是由在多种情况下相互作用并具有共同政治原则的多个行政行为者执行的。这种管辖权重叠和机构间组织的安排使各机构有机会相互了解它们所处的政治环境的制约因素。本文初步考察了行政机构在多大程度上可以从其他机构那里学习共同政治原则的偏好,并利用这些信息来重塑其监管策略。利用第93届至第113届国会针对行政机构的上诉法院诉讼的原始数据,以及国会对行政机构的授权,我提供了初步证据,当一个机构观察到一个密切相关的机构面临法律约束时,它会重塑自己的监管策略,以引发成本较低的诉讼。这些结果为进一步、更深入地研究官僚惩罚的溢出效应以及这种机构间学习的方式铺平了道路。
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Inter-Agency Learning in US Regulatory Policymaking
While a number of scholars have evaluated the strategies driving congressional decisions to delegate regulatory authority to administrative agencies, the literature has been largely restricted to evaluating the relationship between Congress and its administrative agent. I argue that this presents an incomplete picture of implementation given that it is typically carried out by multiple administrative actors that interact in multiple contexts and that share political principals. Such arrangements for overlapping jurisdiction and interagency organizations provide opportunities for agencies to learn from one another about the constraints of the political environment within which they are operating. This paper provides a preliminary examination of the extent to which administrative agencies can learn from other agencies the preferences of shared political principals and use that information to reshape their regulatory strategies. Using original data on Court of Appeals litigation directed at administrative agencies from the 93rd to the 113th Congress, as well as congressional delegation to administrative agencies within the text of the Statutes at Large, I provide preliminary evidence that when an agency observes a closely-linked agency facing legal constraints, it reshapes its own regulatory strategy so as to provoke less costly litigation. The results pave the way toward further, more in-depth examination of the spillover effects of bureaucratic punishment and the ways in which this inter-agency learning takes place over time.
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