非民主国家的宪法审查与反对意见:1998-2018年俄罗斯宪法法院的实证分析

Yulia Khalikova
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引用次数: 0

摘要

虽然宪法法院与民主和法治联系在一起,但今天,这些法院存在于非民主国家,在那里它们面临着对其存在的直接威胁或来自国内行动者的强烈反对。一个法院要生存下去,就必须在履行统治者赋予的职能和努力不失去其合法性之间不断取得平衡。在非民主国家,宪法法院的作用是什么?他们什么时候反对政府,什么时候支持政府?地方政府、公民或政治活动家在多大程度上能够成功地挑战国家?考虑到非民主国家的法官面临更高的风险,他们什么时候会发表不同意见?为了回答这些问题,我使用了一个新的数据集,用于1998年至2018年期间俄罗斯宪法法院(RCC)发布的所有最终判决(N = 502)。通过回归分析,我展示了案件的结果如何取决于谁向法院请愿以及请愿的内容。首先,结果表明,政治制度和制度设置是重要的,关于政府结构的申请被驳回的概率最低,但持反对意见的概率更高。此外,当案件由总统、联邦议会和政府等高层政治行为者提起时,法官会提出更多异议。其次,社会权利是法官达成共识的一个领域——法院更有可能推翻侵犯社会权利的法律,包括社会福利和反歧视案件,法官在这类案件中不太可能持不同意见。当非民主国家的高等法院存在时——只要它们有利于统治者或执政党——它们倾向于(1)避免与统治者对抗;(2)将注意力转移到“更安全”的领域,在俄罗斯的案例中,这些领域变成了推进和保护社会权利。
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Constitutional Review and Dissenting Opinions in Nondemocracies: An Empirical Analysis of the Russian Constitutional Court, 1998–2018
Whereas constitutional courts are associated with democracy and the rule of law, today, they these courts exist in nondemocracies, where they face direct threats to their existence or backlash from domestic actors. For a court to survive, it has to constantly strike a balance between performing the functions imposed by the ruler and trying not to lose its legitimacy. What is the role of constitutional courts in nondemocracies? When do they rule against the government, and when do they side with it? To what extent can regional governments, citizens, or political activists succeed in challenging the state? Given the higher risks judges in nondemocracies face, when do they author dissenting opinions? To answer these questions, I use a novel dataset on all final judgments issued by the Russian Constitutional Court (RCC) between 1998 and 2018 (N = 502). Using a regression analysis, I show how the outcomes of cases depend on who petitions the court and about what. First, the results show that the political regime and institutional settings matter-applications about the government’s structure have the lowest probabilities of being nullified but have higher probabilities of carrying a dissenting opinion. Additionally, judges dissent more when cases are brought by highlevel political actors, such as the president, federal parliament, and government. Second, social rights are an area of consensus among judges-the court is more likely to strike down laws that violate social rights, including social welfare and cases on antidiscrimination, and judges are less likely to dissent in such cases. When higher courts in nondemocracies exist-and as long as they benefit the ruler or ruling party-they tend to (1) avoid confrontation with the ruler and (2) shift their focus toward “safer” areas, which, in the Russian case, became advancing and protecting social rights.
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来源期刊
CiteScore
1.10
自引率
5.60%
发文量
6
期刊介绍: Journal of Economic Sociology is aimed at consolidating international standards of studies in economic sociology, presenting new research carried out by Russian and international scholars, introducing new books and research projects, and attracting young scholars into the field. Journal of Economic Sociology is a specialized academic journal representing the mainstreams of thinking and research in international and Russian economic sociology. Economic Sociology provides a framework for discussion of the following key issues: major theoretical paradigms in economic sociology, sociology of markets and organizations, social and economic strategies of households, informal economy. Journal of Economic Sociology also welcomes research papers written within neighboring disciplines — new institutional economics, anthropology, economic psychology and the related fields, which can be of interest to economic sociologists. Each journal issue presents papers and information organised along the following rubrics: ''Interviews'' contains texts of interviews collected with the leading international scholars in the field of economic sociology and related areas. ''New Texts'' present most recent original papers in economic sociology and related areas. ''New Translations'' offers translations of most important studies into Russian. ''Beyond Borders'' introduces the studies from the neighbor disciplines (institutional economics, economic anthropology, economic psychology, etc.). ''Professional Reviews'' provides overviews of the streams of research and literature in various fields of economic sociology. ''Book reviews'' attracts attention to most important books published in Russia and worldwide. ''Conferences'' shares information on the events already took place or planned for the future.
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