初级保健的随机试验:变得务实

M. Marino, J. Heintzman
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While multiple randomized trials were demonstrating the efficacy and safety of SARSCoV-2 vaccines,1 it became clear that other interventions against SARS-CoV-2 (eg, community masking, physical distancing, school closures, national lockdowns, etc) required research paradigms outside of the classic randomized trial design to which many scientists are accustomed.2,3 This again reminds us that randomized trials may have significant practical limitations to their generalizability because they are in tightly controlled settings with narrow eligibility, and therefore often in settings divorced from the real world.4 Whereas classic randomized trials evaluate interventions in ideal settings, pragmatic trials evaluate interventions against real-world alternatives provided in routine care (especially in primary care). Typically, pragmatic trials also relax eligibility criteria which may allow for greater generalizability of study findings. With the benefit of generalizability, however, comes challenges that are unique to pragmatic trials. To balance the relative risks and benefits of both of these designs, investigators employ strategies that often hybridize the 2 designs to maximize benefit and minimize limitation. In this issue, 3 studies demonstrate increasingly used approaches to construct trials that are pragmatic, but retain features and benefits of classic trial design. First, a randomized controlled trial led by Mitchell et al5 sought to evaluate the relative effectiveness of additions to a nationally disseminated readmission reduction program (called Re-Engineered Discharge [RED]) to reduce hospital readmission rates and emergency department visits among depressed patients. In intent-to-treat (ITT) analyses, the study found no difference in all-cause hospitalization between the study arms. Intent-to-treat analyses are used in trials to account for real-word deviation from treatment, and include all randomized study participants in prespecified analyses regardless of events after they are randomized (eg, noncompliance, study withdrawal, protocol deviation, etc). Intent-to-treat analyses are thought to produce less bias than when the randomized participants who were entirely adherent to their assigned intervention are included in this analysis.6 An alternative to an intent-to-treat analysis is to consider as-treated analyses which compares intervention groups that only include patients who actually received the treatment(s) without regard to their randomized assignment.6 In addition to intent-to-treat analyses, Mitchell et al5 also performed as-treated analyses and found that with sufficient uptake of the adapted RED intervention, patients saw a larger decrease in hospital readmission compared with RED alone. 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引用次数: 0

摘要

社会,但也再次提醒我们,我们的科学方法的局限性和挑战。以随机试验为例。虽然多项随机试验证明了SARS-CoV-2疫苗的有效性和安全性,但很明显,针对SARS-CoV-2的其他干预措施(例如,社区屏蔽、保持身体距离、学校关闭、国家封锁等)需要在许多科学家习惯的经典随机试验设计之外的研究范式。这再次提醒我们,随机试验在推广方面可能存在显著的实际限制,因为它们是在严格控制的环境中,具有狭窄的资格,因此通常是在与现实世界分离的环境中经典的随机试验评估的是理想环境下的干预措施,而实用试验评估的是常规护理(尤其是初级保健)中提供的现实世界替代方案的干预措施。通常,实用试验也放宽资格标准,这可能使研究结果具有更大的普遍性。然而,随着概括性的好处,实用性试验也面临着独特的挑战。为了平衡这两种设计的相对风险和收益,研究人员通常采用混合两种设计的策略来最大化收益和最小化限制。在本期中,有3项研究表明,越来越多的方法被用于构建实用的试验,但保留了经典试验设计的特征和优点。首先,由Mitchell等人领导的一项随机对照试验5试图评估在全国范围内传播的再入院减少计划(称为重新设计出院[RED])中增加的相对有效性,以减少抑郁症患者的再入院率和急诊就诊次数。在意向治疗(ITT)分析中,研究发现两组的全因住院率没有差异。意向治疗分析在试验中用于解释与治疗的实际偏差,并将所有随机研究参与者包括在预先指定的分析中,而不管他们随机化后的事件(例如,不遵守,研究退出,协议偏差等)。意向治疗分析被认为比完全遵守其指定干预措施的随机参与者纳入该分析时产生的偏差更小意向治疗分析的另一种选择是考虑已治疗分析,即只包括实际接受治疗的患者而不考虑其随机分配的干预组除了意向治疗分析外,Mitchell等人5还进行了治疗分析,发现与单独使用RED干预相比,充分采用适应性RED干预的患者再入院率下降幅度更大。虽然人们很容易认为经处理的分析是一种决定性的分析,但众所周知,经处理的分析更有可能存在偏见,并夸大治疗效果在现实环境中,完全坚持任何干预措施都是一个挑战。报告ITT分析和治疗分析为初级保健临床医生和研究人员提供了一个完整的画面,以便将研究结果纳入背景。接下来,Orrego等人提出了一项集群随机试验,该试验评估了虚拟实践社区在改善初级卫生保健专业人员对慢性病患者赋权的态度方面的有效性。“集群随机化”是一种使试验在本质上更加务实的方法。在这种方法中,参与者是随机分组的(例如,初级保健诊所,卫生保健专业人员等),这有几个好处,特别是当干预的目标是在实践或卫生系统水平。考虑集群随机试验的一个主要原因是为了避免污染偏倚(例如,被随机分配到对照组的卫生保健专业人员采用了干预措施)本研究没有将患者随机分配到干预组或对照组,而是将63个初级保健实践随机分配到研究组。考虑这种设计的研究人员应该意识到,这些益处必须与潜在的局限性进行评估,包括诊所/系统规模可能的不平衡,以及广泛的提供者和患者编辑
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Randomized Trials in Primary Care: Becoming Pragmatic
society, but has also reminded us anew of the limitations and challenges of our scientific approaches. Take the example of randomized trials. While multiple randomized trials were demonstrating the efficacy and safety of SARSCoV-2 vaccines,1 it became clear that other interventions against SARS-CoV-2 (eg, community masking, physical distancing, school closures, national lockdowns, etc) required research paradigms outside of the classic randomized trial design to which many scientists are accustomed.2,3 This again reminds us that randomized trials may have significant practical limitations to their generalizability because they are in tightly controlled settings with narrow eligibility, and therefore often in settings divorced from the real world.4 Whereas classic randomized trials evaluate interventions in ideal settings, pragmatic trials evaluate interventions against real-world alternatives provided in routine care (especially in primary care). Typically, pragmatic trials also relax eligibility criteria which may allow for greater generalizability of study findings. With the benefit of generalizability, however, comes challenges that are unique to pragmatic trials. To balance the relative risks and benefits of both of these designs, investigators employ strategies that often hybridize the 2 designs to maximize benefit and minimize limitation. In this issue, 3 studies demonstrate increasingly used approaches to construct trials that are pragmatic, but retain features and benefits of classic trial design. First, a randomized controlled trial led by Mitchell et al5 sought to evaluate the relative effectiveness of additions to a nationally disseminated readmission reduction program (called Re-Engineered Discharge [RED]) to reduce hospital readmission rates and emergency department visits among depressed patients. In intent-to-treat (ITT) analyses, the study found no difference in all-cause hospitalization between the study arms. Intent-to-treat analyses are used in trials to account for real-word deviation from treatment, and include all randomized study participants in prespecified analyses regardless of events after they are randomized (eg, noncompliance, study withdrawal, protocol deviation, etc). Intent-to-treat analyses are thought to produce less bias than when the randomized participants who were entirely adherent to their assigned intervention are included in this analysis.6 An alternative to an intent-to-treat analysis is to consider as-treated analyses which compares intervention groups that only include patients who actually received the treatment(s) without regard to their randomized assignment.6 In addition to intent-to-treat analyses, Mitchell et al5 also performed as-treated analyses and found that with sufficient uptake of the adapted RED intervention, patients saw a larger decrease in hospital readmission compared with RED alone. While it is tempting to consider the as-treated analysis a definitive analysis, it is known that as-treated analyses are more likely to be biased and exaggerate treatment effects.6 In real-world settings, complete adherence to any intervention is a challenge. Reporting ITT analyses and as-treated analyses present a full picture for primary care clinicians and researchers to put findings into context. Next, Orrego et al7 present a cluster randomized trial which evaluates the effectiveness of a virtual community of practice on improving primary health care professionals’ attitudes toward empowering patients with chronic diseases. “Cluster randomizing” is an approach to make a trial more pragmatic in nature. In this approach, participants are randomized at the group level (eg, primary care clinic, health care professionals, etc), which has several benefits, especially when the target of the intervention is at the practice or health system level. Along with logistical conveniences for intervention delivery, a major reason to consider a cluster randomized trial is to avoid contamination bias (eg, intervention is adopted by health care professionals who were randomized to the control arm).8 Instead of randomizing patients to the intervention or control arms, this study randomized 63 primary care practices to study groups. Researchers considering this design should be aware that those benefits must be evaluated against potential limitations, including possible imbalance in clinic/system size, and wide provider and patient EDITORIAL
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