How Experts Advise Evaluating Pro Se Competence 15 Years Post-Edwards.

David S Im, Jay S Witherell
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Abstract

The challenge of achieving an acceptable balance between respecting the autonomy of criminal defendants by allowing them to self-represent, and protecting the integrity of the judicial process by limiting this right when mental illness impedes such efforts, has been longstanding. Although courts have long tended to allow self-representation, a recognized ability of states to limit such rights was articulated by the U.S. Supreme Court in Indiana v. Edwards (2008). Because Edwards outlined no specific test for representational competence, numerous scholars have proposed criteria over the last 15 years, with variable frameworks and points of emphasis. We synthesized the published literature since Edwards on the evaluation of pro se competence. A search of electronic databases was conducted using relevant search terms, yielding 31 identified articles after review of titles, abstracts, full-text articles, and reference lists. Overall, in evaluating pro se competence, experts advise assessing whether a defendant can demonstrate the cognitive, communicative, and emotional abilities to conduct an adequate defense, engage in constructive social intercourse, provide a rational reason for pursuing self-representation, and willingly work with standby counsel. Using these factors, we propose a representational competence standard that balances defendant autonomy with court paternalism. Implications for future research are discussed.

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爱德华兹案 15 年后,专家如何建议评估自诉人的能力。
在尊重刑事被告的自主权(允许他们自我辩护)和保护司法程序的完整性(在精神疾病阻碍自我辩护的情况下限制这种权利)之间实现可接受的平衡是一项长期存在的挑战。尽管法院长期以来一直倾向于允许自我辩护,但美国最高法院在印第安纳州诉 Edwards 案(2008 年)中阐明了各州限制这种权利的公认能力。由于爱德华兹案没有概述具体的代理能力测试标准,因此在过去 15 年中,众多学者提出了不同框架和侧重点的标准。我们综合了自爱德华兹案以来发表的有关自辩能力评估的文献。我们使用相关的检索词对电子数据库进行了检索,在对标题、摘要、全文和参考文献列表进行审查后,确定了 31 篇文章。总体而言,在评估自辩能力时,专家建议评估被告是否具备认知、沟通和情感方面的能力,以进行充分的辩护、参与建设性的社交活动、提供寻求自我辩护的合理理由,以及是否愿意与备用律师合作。利用这些因素,我们提出了一种代表能力标准,在被告自主权与法院家长式管理之间取得平衡。我们还讨论了未来研究的意义。
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来源期刊
CiteScore
2.00
自引率
29.60%
发文量
92
期刊介绍: The American Academy of Psychiatry and the Law (AAPL, pronounced "apple") is an organization of psychiatrists dedicated to excellence in practice, teaching, and research in forensic psychiatry. Founded in 1969, AAPL currently has more than 1,500 members in North America and around the world.
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