A FLEXIBLE SENSITIVITY ANALYSIS APPROACH FOR UNMEASURED CONFOUNDING WITH MULTIPLE TREATMENTS AND A BINARY OUTCOME WITH APPLICATION TO SEER-MEDICARE LUNG CANCER DATA.

IF 1.3 4区 数学 Q2 STATISTICS & PROBABILITY Annals of Applied Statistics Pub Date : 2022-06-01 Epub Date: 2022-06-13 DOI:10.1214/21-aoas1530
Liangyuan Hu, Jungang Zou, Chenyang Gu, Jiayi Ji, Michael Lopez, Minal Kale
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Abstract

In the absence of a randomized experiment, a key assumption for drawing causal inference about treatment effects is the ignorable treatment assignment. Violations of the ignorability assumption may lead to biased treatment effect estimates. Sensitivity analysis helps gauge how causal conclusions will be altered in response to the potential magnitude of departure from the ignorability assumption. However, sensitivity analysis approaches for unmeasured confounding in the context of multiple treatments and binary outcomes are scarce. We propose a flexible Monte Carlo sensitivity analysis approach for causal inference in such settings. We first derive the general form of the bias introduced by unmeasured confounding, with emphasis on theoretical properties uniquely relevant to multiple treatments. We then propose methods to encode the impact of unmeasured confounding on potential outcomes and adjust the estimates of causal effects in which the presumed unmeasured confounding is removed. Our proposed methods embed nested multiple imputation within the Bayesian framework, which allow for seamless integration of the uncertainty about the values of the sensitivity parameters and the sampling variability, as well as use of the Bayesian Additive Regression Trees for modeling flexibility. Expansive simulations validate our methods and gain insight into sensitivity analysis with multiple treatments. We use the SEER-Medicare data to demonstrate sensitivity analysis using three treatments for early stage non-small cell lung cancer. The methods developed in this work are readily available in the R package SAMTx.

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一种灵活的敏感性分析方法,用于对多种治疗方法和二元结果的未测量混杂因素进行分析,并应用于 SEER-medicare 肺癌数据。
在没有随机实验的情况下,对治疗效果进行因果推断的一个关键假设是治疗分配不可忽略。违反可忽略性假设可能会导致治疗效果估计值出现偏差。敏感性分析有助于衡量因果推断会因偏离可忽略性假设的潜在程度而发生怎样的变化。然而,在多重治疗和二元结果的背景下,针对未测量混杂因素的敏感性分析方法还很缺乏。我们提出了一种灵活的蒙特卡罗敏感性分析方法,用于在这种情况下进行因果推断。我们首先推导出未测量混杂引入的偏差的一般形式,重点是与多重治疗独特相关的理论属性。然后,我们提出了对未测量混杂因素对潜在结果的影响进行编码的方法,并对去除假定未测量混杂因素的因果效应估计值进行调整。我们提出的方法在贝叶斯框架内嵌入了嵌套多重归因法,可以无缝整合敏感性参数值的不确定性和抽样变异性,并使用贝叶斯加性回归树来灵活建模。大量模拟验证了我们的方法,并深入了解了多种治疗方法的敏感性分析。我们使用 SEER-Medicare 数据演示了早期非小细胞肺癌三种治疗方法的敏感性分析。本研究中开发的方法可通过 R 软件包 SAMTx 轻松获得。
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来源期刊
Annals of Applied Statistics
Annals of Applied Statistics 社会科学-统计学与概率论
CiteScore
3.10
自引率
5.60%
发文量
131
审稿时长
6-12 weeks
期刊介绍: Statistical research spans an enormous range from direct subject-matter collaborations to pure mathematical theory. The Annals of Applied Statistics, the newest journal from the IMS, is aimed at papers in the applied half of this range. Published quarterly in both print and electronic form, our goal is to provide a timely and unified forum for all areas of applied statistics.
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