Random forests methodology to analyze landslide susceptibility: An example in Lushan earthquake

Huiwen Li, Rui Liu, Jingchun Xie, Zili Lai
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Abstract

Now, there are many methods that have been used in landslide susceptibility analysis, but they all have some aspects need to be improved. Random forests methodology improves the accuracy of the model by aggregating multiple models. Especially when dealing with large data, it shows strong robustness. So, we plan to apply random forests methodology to landslide susceptibility analysis triggered by earthquakes. We made Lushan and its surrounding areas as our study area, which suffered from the earthquake in April 20, 2013. This area is located in fault zone in the Longmen Mountains, it shows guiding significance for the study of seismic landslide in southwest China. Based on seismic landslide physical mechanics, we chose slope, aspect, fault, river, Normalized Difference Vegetation Index (NDVI), waviness, lithology, seismic intensity and elevation as landslide factors. Then, we built the suitable seismic landslide model based on Random Forests. After that, we used Out-of-Bag estimates (OOB) to calculate the generalization error of our model, and we also used Receiver Operating Characteristic curve (ROC) error evaluation system to estimate the correctness of the model. When the number of sample data is greater than 50, the OOB generalization error result is less than 0.08, and the area under the ROC curve was 0.938 which means the model has a high reliability. Through this research we found that the random forests methodology showed a good performance when dealing with seismic landslide studies and should be spread to related research.
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随机森林方法分析滑坡易感性——以芦山地震为例
目前,用于滑坡易感性分析的方法很多,但都存在一些有待改进的地方。随机森林方法通过聚合多个模型来提高模型的准确性。特别是在处理大数据时,表现出较强的鲁棒性。因此,我们计划将随机森林方法应用于地震引发的滑坡易感性分析。我们选取了2013年4月20日发生地震的芦山及其周边地区作为研究区域。该地区位于龙门山断裂带内,对研究西南地区地震滑坡具有指导意义。基于地震滑坡物理力学,选取边坡、坡向、断层、河流、归一化植被指数(NDVI)、波浪度、岩性、地震烈度和高程作为滑坡因素。在此基础上,建立了基于随机森林的地震滑坡模型。之后,我们使用袋外估计(Out-of-Bag estimation, OOB)来计算模型的泛化误差,并使用受试者工作特征曲线(Receiver Operating Characteristic curve, ROC)误差评价系统来评估模型的正确性。当样本数据数大于50时,OOB泛化误差结果小于0.08,ROC曲线下面积为0.938,表明模型具有较高的可靠性。通过研究,我们发现随机森林方法在处理地震滑坡研究中表现出良好的性能,应该推广到相关研究中。
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