Sixth-Amendment Originalism's Collision Course with the Right to Counsel: What's Titanic, What's Iceberg?

Donald A. Dripps
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引用次数: 3

Abstract

The Supreme Court's recent landmark decisions interpreting the Sixth Amendment confrontation clause have taken an originalist turn, by treating common-law procedure contemporaneous with the founding as illustrations of the constitutional text. The Crawford trilogy holds that trial courts should classify prosecution hearsay as either testimonial or nontestimonial. Testimonial statements may be admitted over confrontation clause objection only when the declarant is unavailable at trial and the defendant had an opportunity to cross-examine the declarant before the trial. By contrast, nontestimonial statements are subjected to no confrontation clause scrutiny. In majority opinions authored by Justice Scalia, the Court based this new confrontation clause framework on founding era practice and understanding. My thesis holds that Crawford's version of originalism charts a collision course with long-standing precedents interpreting the Sixth Amendment's right-to-counsel clause. What the Crawford trilogy means by cross examination is cross-examination by counsel, an understanding foreign to the founders. Indeed, consistent application of the Crawford trilogy's interpretative method would deny a Sixth Amendment right to publicly-paid defense counsel even at trial. The recent cases making new law have arisen under the Sixth Amendment, yet the originalist methodology in these cases calls into question Gideon v. Wainwright, one of the few criminal procedure landmarks to enjoy practically unanimous judicial and academic approval. Sixth Amendment jurisprudence therefore has become a house divided against itself. This article asks how that house can stand. The Court might now (1) honestly apply Crawford's methodlogy and overrule Gideon (but this would endanger the innocent and mock the ideal of equal justice); (2) announce an originalist justification for Gideon (but compelling historical evidence points the other way); (3) simply ignore the inconvenient conflict between the felt legitimacy of originalism and the felt desirability of Gideon's result (the most likely outcome, but an illegitimate and hypocritical one); or (4) retain Gideon's holding on due process, not Sixth Amendment grounds, an alternative that would legitimately ground the right-to-counsel cases and enable the rationalization of criminal procedure doctrine more generally. Even a robust reading of due process cannot undo the damage Crawford has done to the public interest in domestic-violence and organized-crime cases. The article therefore concludes with some statutory and administrative responses to the Crawford trilogy, responses that might ameliorate the serious costs those decisions have exacted from the public interest.
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第六修正案原旨主义与辩护权的碰撞历程:什么是泰坦尼克号,什么是冰山?
最高法院最近对《第六修正案》对抗条款作出的具有里程碑意义的判决转向了原旨主义,将与宪法建立同时代的普通法程序视为宪法文本的例证。克劳福德三部曲认为,初审法院应将起诉传闻分为证言或非证言。证词陈述只有在陈述人无法出庭且被告在开庭前有机会对陈述人进行质证的情况下,才能被接受。相比之下,非证词陈述不受对抗条款的审查。在大法官斯卡利亚撰写的多数意见中,法院将这一新的对抗条款框架建立在建国时代的实践和理解之上。我的论文认为,克劳福德的原旨主义版本与长期以来解释第六修正案律师权利条款的先例发生了冲突。克劳福德三部曲所说的盘问是律师的盘问,这是两位创始人所不了解的。事实上,如果始终如一地应用克劳福德三部曲的解释方法,即使在审判中,也会否定第六修正案规定的聘请公费辩护律师的权利。最近的几起制定新法律的案件都是根据《第六修正案》产生的,但这些案件中原旨主义的方法论让人对吉迪恩诉温赖特案(Gideon v. Wainwright)产生了质疑。吉迪恩诉温赖特案是为数不多的几个刑事诉讼里程碑之一,几乎获得了司法和学术界的一致认可。因此,第六修正案的法理学已成为一个内部分裂的议院。这篇文章问那座房子是如何站立的。最高法院现在可以(1)诚实地应用克劳福德的方法,推翻吉迪恩的判决(但这会危及无辜者,并嘲弄公平正义的理想);(2)宣布为吉迪恩辩护(但令人信服的历史证据指向相反的方向);(3)简单地忽略了原旨主义的合法性与吉迪恩结果的可取性之间的不方便的冲突(这是最可能的结果,但却是一个非法和虚伪的结果);或者(4)保留吉迪恩对正当程序的持有,而不是第六修正案的依据,这一选择将使律师权利案件合法化,并使刑事程序原则更普遍地合理化。即使是对正当程序的有力解读也无法弥补克劳福德在家庭暴力和有组织犯罪案件中对公众利益造成的损害。因此,本文最后提出了对克劳福德三部曲的一些法定和行政回应,这些回应可能会减轻这些决定从公共利益中收取的严重成本。
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