Warrantless Wiretapping, FISA Reform, and the Lessons of Public Liberty: A Comment on Holmes' Jorde Lecture

P. Schwartz
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引用次数: 3

Abstract

This Essay responds to Stephen Holmes’ Jorde Lecture, which was delivered at Boalt Hall on November 5, 2007. It builds on his model of “public liberty” by discussing how private liberty, and information privacy in particular, is a precondition for public liberty. For Holmes, private liberty is largely a negative right - a right to be free from governmental interference. In contrast, this Essay considers privacy to be an element of public rights. Participation in a democracy requires individuals to have an underlying capacity for self-determination, which requires some personal privacy.This Essay analyzes a number of Holmesian concepts through the lens of the recent amendment of the Foreign Intelligence Surveillance Act (FISA). In Part I, I describe the background of FISA, the National Security Agency’s (NSA) warrantless surveillance program in violation of this statute, and the amendments to this law in the Protect America Act of 2007, a short term statutory “fix” that has expired, and the FISA Amendments Act of 2008, which remains in effect. In Part II, I turn to an analysis of the challenges to private and public liberty posed by the NSA’s surveillance. I organize this Part around three topics: (1) past wisdom as codified in law; (2) the impact of secrecy on government behavior; and (3) institutional lessons. As we shall see, a Holmesian search for the wisdom previously collected in law proves quite difficult. FISA regulated some aspects of intelligence gathering and left the intelligence community entirely free to engage in others. Over time, moreover, technological innovations and altered national security concerns transformed the implications of the past policy landscape. As a result, the toughest questions, which concern surveillance of foreign-to-domestic communications, do not receive an easy answer from the past. Regarding the impact of secrecy on government behavior, the analysis is, at least initially, more straightforward. As Holmes discusses, the Bush administration was adept at keeping secrets not only from the public and other branches of government, but from itself. It is also striking how little Congress knew about NSA activities while amending FISA. The larger lessons, however, prove yet more complicated: strong structural and political factors are likely to limit the involvement of Congress and courts in this area. This Essay concludes by confronting these institutional lessons and evaluating elements of a response that would improve the government’s performance by crafting new informational and deliberative structures for it.
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无证窃听、FISA改革和公共自由的教训:霍尔姆斯的Jorde演讲评析
这篇文章是对Stephen Holmes于2007年11月5日在Boalt Hall发表的Jorde演讲的回应。该书以他的“公共自由”模型为基础,讨论了私人自由,尤其是信息隐私,是公共自由的先决条件。对霍姆斯来说,私人自由在很大程度上是一种消极权利——一种不受政府干预的权利。与此相反,本文认为隐私权是公共权利的一个要素。参与民主需要个人具有潜在的自决能力,这需要一些个人隐私。本文通过最近修订的《外国情报监视法》(FISA)来分析霍尔姆斯的一些概念。在第一部分中,我描述了FISA的背景,国家安全局(NSA)违反本法规的未经授权的监视项目,以及2007年《保护美国法》(一个已过期的短期法定“修复”)和2008年《FISA修正案法》(仍然有效)对该法的修订。在第二部分,我转而分析国家安全局的监视对私人和公共自由构成的挑战。我将围绕三个主题来组织这一部分:(1)成文法律的过去智慧;(2)保密对政府行为的影响;(3)制度教训。正如我们将看到的那样,福尔摩斯式地寻找先前收集在法律中的智慧被证明是相当困难的。FISA规范了情报收集的某些方面,并让情报界完全自由地从事其他方面的工作。此外,随着时间的推移,技术创新和国家安全关切的改变改变了过去政策格局的含义。因此,最棘手的问题——涉及监控外国与国内的通信——从过去得不到一个简单的答案。关于保密对政府行为的影响,至少在一开始,分析更为直接。正如霍尔姆斯所讨论的,布什政府不仅善于对公众和其他政府部门保密,而且善于对自己保密。同样令人吃惊的是,国会在修改FISA时对NSA的活动知之甚少。然而,更大的教训证明更为复杂:强大的结构和政治因素可能会限制国会和法院在这一领域的参与。本文的结论是面对这些制度教训,并评估应对措施的要素,通过为政府制定新的信息和审议结构来改善政府的表现。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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