The Open Method of Coordination – Obstinate or Obsolete?

Kenneth A. Armstrong
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引用次数: 2

Abstract

For more than two decades, the European Union has been experimenting with forms of policy coordination as a means of seeking influence in domains of policy that more typically fall within the competence and political authority of its Member States. Across economic, employment and social policies, EU institutions, structures and process have attempted to open out domestic policymaking to the influence of external actors and shared normative frameworks. These experiments in European governance acquired a common nomenclature: the ‘open method of coordination’ (OMC). This article analyses the OMC and its relationship to law, in general, and to principles of EU law in particular. The analysis first clarifies the nature and application of the technique of policy coordination in the EU. It then considers the relationship between the OMC and principles of EU law. Two groups of principles are highlighted. The first group – the principles of conferral and subsidiarity; and democratic participation, openness and transparency – reflects the distribution of political authority across multiple levels that is engaged in policy coordination processes. The second group – the principles of effective judicial protection and the protection of fundamental rights – give procedural and substantive dimensions to the rule of law. The article concludes that techniques of policy coordination are far from obsolete and have even been developed and consolidated in the ‘meta-coordination’ architecture of the ‘European Semester’. Nonetheless, the capacity of law to capture the character and effects of policy coordination is evasive, with the relationship between policy coordination and core principles of EU law often proving to be less an encounter and more an estrangement.
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开放的协调方式——顽固还是过时?
20多年来,欧洲联盟一直在试验各种形式的政策协调,作为在通常属于其成员国权限和政治权威范围内的政策领域寻求影响的手段。在经济、就业和社会政策方面,欧盟的机构、结构和进程试图让国内政策制定受到外部行为者的影响,并共享规范框架。这些欧洲治理的实验获得了一个共同的术语:“开放的协调方法”(OMC)。本文从总体上分析了OMC及其与法律的关系,特别是与欧盟法律原则的关系。分析首先阐明了欧盟政策协调技术的性质及其应用。然后考虑OMC与欧盟法律原则之间的关系。强调了两组原则。第一组-授予原则和辅助原则;民主参与、公开和透明反映了参与政策协调过程的政治权力在多个层面的分配。第二组原则- -有效的司法保护和保护基本权利的原则- -赋予法治程序和实质层面。文章的结论是,政策协调技术远远没有过时,甚至在“欧洲学期”的“元协调”架构中得到了发展和巩固。尽管如此,法律捕捉政策协调的特征和效果的能力是难以捉摸的,政策协调与欧盟法律核心原则之间的关系往往被证明不是相遇,而是疏远。
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