Neural Network Modeling of Molecular Beam Epitaxy

Kyeong K. Lee, T. Brown, G. Dagnall, R. Bicknell-Tassius, A. Brown, G. May
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Abstract

This paper presents the systematic characterization of the molecular beam epitaxy (MBE) process to quantitatively model the effects of process conditions on film qualities. A five-layer, undoped AlGaAs and InGaAs single quantum well structure grown on a GaAs substrate is designed and fabricated. Six input factors (time and temperature for oxide removal, substrate temperatures for AlGaAs and InGaAs layer growth, beam equivalent pressure of the As source and quantum well interrupt time) are examined by means of a fractional factorial experiment. Defect density, x-ray diffraction, and photoluminescence are characterized by a static response model developed by training back-propagation neural networks. In addition, two novel approaches for characterizing reflection high-energy electron diffraction (RHEED) signals used in the real-time monitoring of MBE are developed. In the first technique, principal component analysis is used to reduce the dimensionality of the RHEED data set, and the reduced RHEED data set is used to train neural nets to model the process responses. A second technique uses neural nets to model RHEED intensity signals as time series, and matches specific RHEED patterns to ambient process conditions. In each case, the neural process models exhibit good agreement with experimental results.
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分子束外延的神经网络建模
本文对分子束外延(MBE)工艺进行了系统表征,以定量模拟工艺条件对薄膜质量的影响。设计并制备了在GaAs衬底上生长的五层未掺杂AlGaAs和InGaAs单量子阱结构。通过分数阶乘实验考察了6个输入因素(去除氧化物的时间和温度、生长AlGaAs和InGaAs层的衬底温度、As源的光束等效压力和量子阱中断时间)。缺陷密度、x射线衍射和光致发光通过训练反向传播神经网络建立的静态响应模型来表征。此外,本文还提出了两种用于MBE实时监测的反射高能电子衍射(RHEED)信号表征的新方法。在第一种技术中,主成分分析用于降低RHEED数据集的维数,并使用降维后的RHEED数据集训练神经网络来对过程响应进行建模。第二种技术使用神经网络将RHEED强度信号建模为时间序列,并将特定的RHEED模式与环境工艺条件相匹配。在每种情况下,神经过程模型与实验结果都表现出良好的一致性。
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