Assumed Facts and Blatant Contradictions in Qualified-Immunity Appeals

Bryan D. Lammon
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Abstract

When a district court denies qualified immunity at summary judgment, defendants have a limited right to immediately appeal that decision. In Johnson v. Jones, the Supreme Court held that the courts of appeals have jurisdiction to address only whether the facts assumed by the district court amount to a clearly established violation of federal law. They lack jurisdiction to look behind the facts that the district assumed were true to see whether the evidence supports those facts. Despite this seemingly clear rule, defendants regularly flout Johnson's jurisdictional limits, taking improper appeals, creating extra work for appellate courts, and imposing wholly unnecessary costs and delays on civil rights plaintiffs. Plaintiffs and even courts also are sometimes confused by the rule in Johnson. And the Supreme Court's decision in Scott v. Harris — which appeared to violate Johnson's limits without mentioning Johnson or even appellate jurisdiction — has made the jurisdictional rules governing qualified-immunity appeals even less certain. In this article, I address the law governing jurisdiction in qualified-immunity appeals from summary judgment. I show that Johnson can be read only to mean that the courts of appeals generally lack jurisdiction to review whether the summary-judgment record supports the district court's assumed facts. I explain how to reconcile the analysis in Scott with the rule in Johnson: Scott created an exception to the general limit on reviewing the district court's assumed facts when something in the record blatantly contradicts those facts. I argue—based on my analysis of 12 years of decisions invoking this exception—that Scott's blatant-contradiction exception is neither pragmatic nor needed. And I offer reforms, via Supreme Court decision or rulemaking, that would both clarify and improve the law governing qualified-immunity appeals.
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有条件豁免上诉中的假定事实和公然矛盾
当地区法院在简易判决中否认有条件豁免时,被告对该决定立即提出上诉的权利有限。在约翰逊诉琼斯案中,最高法院认为,上诉法院只对地方法院认定的事实是否构成明确确立的违反联邦法律的行为有管辖权。他们缺乏管辖权,无法调查地区认定为真实的事实背后的证据是否支持这些事实。尽管这条看似明确的规则,被告经常藐视约翰逊的管辖范围,提出不适当的上诉,为上诉法院创造额外的工作,并给民权原告带来完全不必要的成本和延误。原告甚至法院有时也对约翰逊案的规则感到困惑。最高法院在斯科特诉哈里斯案中的裁决——似乎违反了约翰逊的限制,没有提到约翰逊,甚至没有提到上诉管辖权——使得管辖有条件豁免上诉的司法规则更加不确定。在本文中,我将讨论管辖简易判决附带豁免上诉管辖权的法律。我认为,约翰逊案只能理解为上诉法院通常缺乏管辖权,无法审查简易判决记录是否支持地区法院的假设事实。我解释了如何将斯科特案的分析与约翰逊案的规则相协调:当记录中的某些内容公然与地区法院的假设事实相矛盾时,斯科特案为审查地区法院假设事实的一般限制创造了一个例外。根据我对12年来援引这一例外的决定的分析,我认为斯科特的公然矛盾例外既不实用,也不需要。我提出改革,通过最高法院的裁决或规则制定,这将澄清和改进管理有条件豁免上诉的法律。
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