Towards Robust and Bias-free Federated Learning

Ousmane Touat, S. Bouchenak
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Abstract

Federated learning (FL) is an exciting machine learning approach where multiple devices collaboratively train a model without sharing their raw data. The FL system is vulnerable to the action of Byzantine clients sending arbitrary model updates, and the trained model may exhibit prediction bias towards specific groups. However, FL mechanisms tackling robustness and bias mitigation have contradicting objectives, motivating the question of building a FL system that comprehensively combines both objectives. In this paper, we first survey state-of-the-art approaches to robustness to Byzantine behavior and bias mitigation and analyze their respective objectives. Then, we conduct an empirical evaluation to illustrate the interplay between state-of-the-art FL robustness mechanisms and FL bias mitigation mechanisms. Specifically, we show that classical robust FL methods may inadvertently filter out benign FL clients that have statistically rare data, particularly for minority groups. Finally, we derive research directions for building more robust and bias-free FL systems.
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迈向稳健和无偏见的联邦学习
联邦学习(FL)是一种令人兴奋的机器学习方法,其中多个设备在不共享原始数据的情况下协作训练模型。FL系统容易受到拜占庭客户端发送任意模型更新的行为的影响,并且训练后的模型可能会对特定组表现出预测偏差。然而,处理稳健性和减轻偏差的FL机制具有相互矛盾的目标,这激发了建立一个全面结合这两个目标的FL系统的问题。在本文中,我们首先调查了对拜占庭行为和偏见缓解的鲁棒性的最新方法,并分析了它们各自的目标。然后,我们进行了实证评估,以说明最先进的FL鲁棒性机制和FL偏差缓解机制之间的相互作用。具体来说,我们表明经典的鲁棒FL方法可能会无意中过滤掉具有统计上罕见数据的良性FL客户端,特别是对于少数群体。最后,我们提出了构建鲁棒和无偏置FL系统的研究方向。
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