The Empire in the Making: Construction and Early Critiques

M. Sariyannis
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Abstract

The emergence of what was to become the Ottoman Empire is one of the most fascinating stories of state-making we know, and discussions surrounding its features and character have been some of the liveliest in the Ottomanist field. Whatever the exact nature of the early Ottoman emirate, its development was, by any measure, spectacular.1 The first emir, Osman son of Ertoğrul (d. 1324?), seems to have risen around the year 1299 to become a chieftain of settlers and raiders under vague Seljuk suzerainty in the region of Bithynia. Osman’s success in raiding and in battle gave his son Orhan (d. 1362) a stable base from which he was able to conquer a number of important Byzantine towns in the region, including Proussa (Bursa, 1326), Nikaia (Iznik, 1331), and Nikomedia (Izmit, 1337). Moreover, Orhan’s armies took advantage of an earthquake (at Kallipoli/Gelibolu, in 1354) to cross to Europe, where they played an active role in the struggles between the contenders to the Byzantine throne and, as a result, gained territories and towns such as Didymoteichon (Dimetoka, 1359 or 1361). Under Orhan’s successor, Murad I (d. 1389), the state (by now increasingly endorsing the traditions and institutions of its Islamic predecessors) annexed territories of both the fellow-Muslim emirates of Anatolia (Germiyan, c. 1375; part of Karaman in 1387) and the Christian states of the Byzantine Empire (Adrianople/Edirne, c. 1369; Thessaloniki, 1387; Verroia, c. 1385) and Serbia (Nish, 1386). A major role in this process was played by warlords and the heads of large families, such as Evrenos and Mihaloğulları, who seem to have actually governed their own conquests in the Balkans, under Murad’s nominal suzerainty. In the Ottoman victory at the decisive battle of Kosovo (1389) Murad was killed, but his son Bayezid I established Ottoman suzerainty in the area of the Balkans that had formed Bulgaria and southern Serbia (crushing a Hungarian-led crusade at Nicopolis in 1396) and then annexed many of the Turkoman principalities of Anatolia, occupying Konya (1397) and Sivas (1398). Bayezid, however, met his end at the hands of Timur; at the battle of Ankara (1402), his Anatolian vassals deserted him and he died a prisoner of
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《形成中的帝国:建构与早期批判
奥斯曼帝国的出现是我们所知道的最迷人的国家建立故事之一,围绕其特征和特征的讨论一直是奥斯曼领域最活跃的讨论之一。无论早期奥斯曼酋长国的确切性质如何,无论以何种标准衡量,它的发展都是惊人的第一位埃米尔是Ertoğrul的儿子奥斯曼(公元1324年),他似乎在1299年左右崛起,在比提尼亚地区模糊的塞尔柱宗主国统治下成为定居者和掠夺者的首领。奥斯曼在突袭和战斗中的成功给了他的儿子奥尔罕(1362年)一个稳定的基地,从这个基地他能够征服该地区的一些重要的拜占庭城镇,包括普罗萨(布尔萨,1326年),尼卡亚(伊兹尼克,1331年)和尼科米迪亚(伊兹米特,1337年)。此外,奥尔汗的军队利用地震(1354年在卡利波利/吉利波卢)的机会穿越欧洲,在拜占庭王位争夺者之间的斗争中发挥了积极作用,并因此获得了像Didymoteichon (Dimetoka, 1359或1361)这样的领土和城镇。在奥尔罕的继任者穆拉德一世(公元1389年)的统治下,国家(现在越来越支持其伊斯兰前辈的传统和制度)吞并了安纳托利亚(德意志,约1375年;1387年成为卡拉曼的一部分)和拜占庭帝国的基督教国家(阿德里安堡/埃迪尔内,约1369年;塞萨洛尼基,1387;Verroia,约1385年)和塞尔维亚(Nish, 1386年)。在这一过程中起主要作用的是军阀和大家族的首领,如埃弗里诺斯和Mihaloğulları,在穆拉德名义上的宗主权下,他们似乎实际上在巴尔干地区统治着自己的征服地。1389年,在决定性的科索沃战役中,奥斯曼帝国取得了胜利,穆拉德被杀,但他的儿子巴耶济德一世在巴尔干地区建立了奥斯曼帝国的宗主国,该地区曾经形成了保加利亚和塞尔维亚南部(1396年在尼科波利斯粉碎了匈牙利领导的十字军东征),然后吞并了安纳托利亚的许多土库曼公国,占领了科尼亚(1397年)和锡瓦斯(1398年)。然而,巴耶济德死于帖木儿之手;在安卡拉战役(1402年)中,他的安纳托利亚诸侯抛弃了他,他死于一名战俘
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