Group Violence and Group Vengeance: Toward a Retributivist Theory of International Criminal Law

Adil Ahmad Haque
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引用次数: 49

Abstract

International criminal law is frequently portrayed as the strong arm of the international human rights regime, an instrument designed to safeguard the dignity of each human person. There is an important truth to this characterization: international crimes involve many of the most grotesque violations of individual rights human beings inflict and endure. Yet the areas of international criminal law that are the subject of this Article apply to the doings and sufferings of individuals only indirectly. The law governing crimes against humanity and genocide frames the acts and fates of individuals against broader and darker patterns of group perpetration and group victimization. It is only within the context of group violence that international law attributes individual responsibility for wrongdoing and vindicates the rights of the individuals wronged. The conceptual mismatch between the moral individualism of human rights discourse and the collectivist structure of international criminal law requires theoretical resolution. The theory developed in Part II locates the legitimacy of institutional coercion within a structure of rights and duties linking authors of wrongs, victims of crime, and agents of punishment. As Part III explains, the need for international criminal law arises from the defective embodiment of this relational structure in social groups and failing states, defects which devolve retributive justice into cycles of escalating violence. The displacement of group vengeance by legal process is not the (broadly consequentialist) ground of the relational structure, but rather a reason for one set of social institutions rather than others to occupy a position of authority within that (broadly deontological) structure. Although the relational theory is intended as an independent contribution to the philosophy of criminal law, its cash value lies in its power to illuminate the role of group perpetration and group victimization in justifying the displacement of domestic law by international law and the intervention of international tribunals into internal armed conflict (Part IV); the relative gravity of genocide and crimes against humanity as well as the grouping of persecution and apartheid with crimes whose constituent acts cause greater physical destruction (Part V); and the roots of state resistance to international tribunals and the role of complementary jurisdiction in rationing the latter’s political capital (Part VI).The Article concludes by revisiting the grounds of the duties asserted, arguing that the duty to punish rests ultimately on the duty to protect, that invocation of the former implicitly admits failure to discharge the latter. The Article is intended as a contribution both to the growing literature surrounding the philosophical foundations of international criminal law and to traditional criminal law theory.
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群体暴力与群体复仇:国际刑法的报应主义理论
国际刑法经常被描绘成国际人权制度的有力武器,是一项旨在保障每个人尊严的文书。这种描述有一个重要的事实:国际罪行涉及许多最荒唐的侵犯个人权利的行为,这些行为是人类造成和忍受的。然而,作为本条主题的国际刑法领域只是间接地适用于个人的行为和痛苦。惩治危害人类罪和种族灭绝罪的法律将个人的行为和命运与更广泛和更黑暗的群体犯罪和群体受害模式区分开来。只有在群体暴力的背景下,国际法才将不法行为归咎于个人责任,并维护被冤枉的个人的权利。人权话语的道德个人主义与国际刑法的集体主义结构之间的概念不匹配需要从理论上解决。在第二部分中发展的理论将制度强制的合法性定位在权利和义务的结构中,将错误的作者,犯罪的受害者和惩罚的代理人联系起来。正如第三部分所解释的那样,对国际刑法的需求源于这种关系结构在社会群体和失败国家中的缺陷体现,这些缺陷将报复性正义转化为不断升级的暴力循环。法律程序取代群体复仇不是关系结构的(广泛的结果主义)基础,而是一组社会制度而不是其他社会制度在(广泛的义务论)结构中占据权威地位的原因。虽然关系理论的目的是作为对刑法哲学的独立贡献,但它的现金价值在于它能够阐明群体犯罪和群体受害在证明国际法取代国内法和国际法庭干预国内武装冲突的合理性方面的作用(第四部分);种族灭绝和危害人类罪的相对严重性,以及将迫害和种族隔离与构成行为造成更大物质破坏的罪行归为一类(第五部分);以及国家抵制国际法庭的根源,以及补充管辖权在分配后者的政治资本中的作用(第六部分)。文章最后通过重新审视所主张的义务的理由,认为惩罚的义务最终取决于保护的义务,对前者的援引隐含地承认未能履行后者。这篇文章旨在对围绕国际刑法哲学基础的日益增长的文献和传统刑法理论作出贡献。
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