RUSHAP: A Unified approach to interpret Deep Learning model for Remaining Useful Life Estimation

Yi-Lin Wang, Yuanxiang Li, Yuxuan Zhang, Yongsheng Yang, Lei Liu
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Abstract

The maintenance decision models based on Prognostic and Health Management (PHM) technology have significantly improved complex equipment submission reliability and economy. One of the essential techniques of PHM is predicting the remaining useful life (RUL) of the system or the system components. Compared to other RUL prediction methods, deep learning has become a research hotspot due to its automatic feature extraction capability, big data process efficiency, powerful representation of complex mappings, and “end-to-end” learning process. However, deep learning (DL) models are with high complexity, huge parameter quantity, and low interpretability, namely black box models. Lack of interpretability limits their application and development in “high-risk” fields such as aviation maintenance decision-making. To solve this problem, we propose a universal RUL interpretation method for DL named as RUL Shapley Additive explanation (RUSHAP). RUSHAP uses the input and output of the DL model to calculate the Shapley value and then obtain the interpretation from three different hierarchies, i.e., time level, feature level, and component level. With RUSHAP, it is possible to go from only knowing the RUL of the system to locating fault state points, observing the declining trend of sensor data, and evaluating the health status of subsystem, achieving partial white-boxing of the RUL prediction DL model. RUSHAP can also compare the advantages and disadvantages between different DL models, giving references for model debugging and ideas for model design.
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RUSHAP:一种统一的方法来解释深度学习模型的剩余使用寿命估计
基于预测与健康管理(PHM)技术的维修决策模型显著提高了复杂设备提交的可靠性和经济性。PHM的基本技术之一是预测系统或系统组件的剩余使用寿命(RUL)。与其他规则学习预测方法相比,深度学习以其自动特征提取能力、大数据处理效率、复杂映射的强大表示能力和“端到端”学习过程成为研究热点。然而,深度学习模型具有复杂性高、参数量大、可解释性低等特点,即黑箱模型。可解释性的不足限制了其在航空维修决策等“高风险”领域的应用和发展。为了解决这一问题,我们提出了一种通用的深度学习规则解释方法,称为规则沙普利加性解释(RUSHAP)。RUSHAP使用DL模型的输入和输出计算Shapley值,然后从三个不同的层次,即时间层、特征层和组件层获得解释。利用RUSHAP,可以从只知道系统的RUL到定位故障状态点,观察传感器数据的下降趋势,评估子系统的健康状态,实现RUL预测深度学习模型的部分白盒化。RUSHAP还可以比较不同深度学习模型之间的优缺点,为模型调试提供参考,为模型设计提供思路。
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