Premodern Constitutionalism

Martin H. Redish, Matthew D. Heins
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引用次数: 1

Abstract

When scholars traditionally debated issues of constitutional law or constitutional interpretation, they did so on the basic assumption that our written Constitution represents the nation’s exclusive highest law, that it can be formally altered only through a complex supermajoritarian process, and that the prophylactically insulated and unaccountable judiciary retains the final authority to interpret the document. For generations, it was thought unnecessary to develop a theoretical justification for this root assumption. But over the last few decades, this foundational assumption has come under scholarly attack. This has led us to ask: how does one define the core of American constitutionalism? The traditional understanding of American constitutionalism consists of two elements: the underlying principle of skeptical optimism, which can be found in the historical context within which the Framers gathered to draft the Constitution, and the political apparatus effectuating that idea — countermajoritarian constraint set against majoritarian power — which reveals itself through reverse engineering from the structural Constitution. In this Article, we identify two sets of “modernist” scholars who believe themselves — wrongly — to be entirely disconnected from one another because they each attack a different aspect of the traditional understanding of American constitutionalism. “Constitutional realists” do not purport to dispute the animating purpose of American constitutional governance, but claim that the complete American Constitution is represented by more than just the entrenched written document. Similarly, “departmentalists” and “popular constitutionalists” do not disclaim the animating purpose of American constitutionalism, but claim that the written Constitution forbids judicial supremacy, or at least that it is neither constitutionally required nor normatively desirable. Neither group acknowledges the existence of the other, presumably because they assume they are attacking entirely different aspects of our constitutional structure. But by exposing the fundamental flaws of these two theories and how they irremediably contradict the underlying principle and apparatus, this Article demonstrates the fundamental link between these modernists because the two activating devices they challenge are both essential components of American constitutionalism. As such, modernists who challenge them are functionally challenging the entire American constitutional tradition at its core. We therefore develop a more complete, revamped theoretical explanation of traditional constitutionalism that incorporates this understanding. What we label “premodern constitutionalism” asserts that the core of American constitutionalism has a tripartite theoretical foundation. It is the principle of skeptical optimism; the political apparatus of countermajoritarian constraint of majoritarian power structures which implements the principle; and the two key structural elements necessary to activate the political apparatus — an entrenched written constitution subject to formal alteration only by supermajoritarian process and a prophylactically insulated judiciary empowered to interpret it. Thus, our “premodern” form of constitutionalism revives the traditionalist model, and substantially strengthens it by detailing the serious defects in the modernist attack on the traditional understanding.
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近代宪政
传统上,当学者们就宪法或宪法解释问题进行辩论时,他们这样做是基于这样一个基本假设:我们的成文宪法代表着这个国家唯一的最高法律,它只能通过一个复杂的超级多数主义程序进行正式修改,而预防性的隔离和不负责任的司法机构保留着解释宪法的最终权力。几代人以来,人们都认为没有必要为这一根本假设制定理论依据。但在过去的几十年里,这个基本假设受到了学术上的攻击。这让我们不禁要问:如何定义美国宪政的核心?对美国宪政的传统理解包括两个要素:一是怀疑乐观主义的基本原则,它可以在制宪者聚集起草宪法的历史背景中找到;二是实现这一理念的政治机器——反多数主义的约束,反对多数主义的权力——它通过结构性宪法的逆向工程显示出来。在这篇文章中,我们确定了两组“现代主义”学者,他们错误地认为自己完全脱离了彼此,因为他们每个人都攻击了对美国宪政传统理解的不同方面。“宪法现实主义者”并不打算质疑美国宪法治理的生动目的,而是声称完整的美国宪法不仅仅是由根深蒂固的书面文件代表的。同样,“部门主义者”和“大众立宪主义者”并不否认美国宪政的生动目的,而是声称成文宪法禁止司法至上,或者至少它既不是宪法所要求的,也不是规范所需要的。两派都不承认对方的存在,大概是因为他们认为自己攻击的是我们宪法结构中完全不同的方面。但是,通过揭示这两种理论的根本缺陷,以及它们是如何不可挽回地与基本原则和机制相矛盾的,本文展示了这两种现代主义者之间的根本联系,因为他们所挑战的两种激活机制都是美国宪政的重要组成部分。因此,挑战他们的现代主义者在功能上挑战了整个美国宪法传统的核心。因此,我们发展了一个更完整的,更新的理论解释,传统宪政纳入这一理解。我们称之为“前现代宪政”的理论认为,美国宪政的核心具有三个方面的理论基础。这是怀疑乐观主义的原则;实行这一原则的反多数主义约束多数主义权力结构的政治机构;以及激活政治机器所必需的两个关键结构要素——一个根深蒂固的成文宪法,只能通过超级多数主义程序进行正式修改,以及一个预防性隔离的司法机构,有权解释它。因此,我们的“前现代”形式的宪政复兴了传统主义模式,并通过详细说明现代主义对传统认识的攻击中的严重缺陷,实质上加强了传统主义模式。
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