The Committee on Economic, Social and Cultural Rights

Philip Alston
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Its contributions have significantly shaped the approach adopted to these rights by the overall international human rights system, as well as by constitutional and other courts around the world. \n \nIn addition, the ESCR Committee has pioneered a great many of the procedural innovations that have subsequently transformed the UN human rights treaty body system as a whole into a force to be reckoned with. Thus, the Committee was the first: to adopt the system of ‘Concluding Observations’ on state reports; to organize days of general discussion; to formally recognize and make publicly available material submitted by civil society groups; to organize briefing sessions at which civil society could present parallel reports; to proceed to examine reports if states cancelled at the last minute; and to examine the situation in a chronically non-reporting state in the absence of a report and even a representative of the state concerned. \n \nNevertheless, like the other treaty bodies, the Committee faces major challenges in the years ahead. Some of these come from the broader political context within which treaty bodies function, which includes an anti-rights backlash in many societies that in turn emboldens some states to seek to undermine, often under the guise of improving or reforming, crucial parts of the system. Shrinking resources available to the UN as a whole and especially to the Office of the High Commissioner for Human Rights appear likely to have a major negative impact on the resources directly available to support the work of the committee, including staffing, meeting time, and technological and other forms of support. In addition, the increasing embrace of neoliberal economic policies by states and international institutions poses major new challenges for the Committee, given its pre-eminent role in upholding the importance of ESCR and of ensuring an overall economic, social and political context in which those rights can be realized. \n \nIn many respects the Committee has confronted problems which are common to all of the treaty bodies. In other respects, however, the challenges that confront it and the context in which it must work are significantly different from those of the other committees. Among the many factors that tend to distinguish its task are: the lack of conceptual clarity of many of the norms reflected in the Covenant; the ambivalence of most governments towards economic, social and cultural rights; the strong ideological undertones of the debate, especially in an age of the ascendance of neoliberal economic policies; the paucity of national institutions specifically committed to the promotion of economic rights qua rights; the complexity and scope of the information required in order to supervise compliance effectively; the largely programmatic nature of some of the rights; the more limited relevance of formal legal texts and judicial decisions; and the inadequate attention paid by most human rights groups to ESCR. \n \nThe main thrust of this chapter is that the Committee has done a very impressive job in pioneering procedural innovations, developing an increasingly compelling jurisprudence surrounding ESCR, influencing the way in which national courts and other international bodies understand these rights, and in developing innovative responses to new and emerging problems, including climate change. 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引用次数: 36

Abstract

Economic, social and cultural rights continue, in most contexts, to be treated as the Cinderella rights of the international human rights regime. But no international body has contributed more to trying to transform this second-class status than the Committee on Economic, Social and Cultural Rights (hereinafter ‘the Committee’). It was created in 1985, met for the first time in 1987, and has held 65 sessions as of February 2019. In addition to carrying out its principal mandate of monitoring States’ compliance with their obligations under the International Covenant on Economic, Social and Cultural Rights, it has put in place an important jurisprudential framework for a set of rights that was, and too often continues to be, poorly understood, even by those responsible for promoting them. Its contributions have significantly shaped the approach adopted to these rights by the overall international human rights system, as well as by constitutional and other courts around the world. In addition, the ESCR Committee has pioneered a great many of the procedural innovations that have subsequently transformed the UN human rights treaty body system as a whole into a force to be reckoned with. Thus, the Committee was the first: to adopt the system of ‘Concluding Observations’ on state reports; to organize days of general discussion; to formally recognize and make publicly available material submitted by civil society groups; to organize briefing sessions at which civil society could present parallel reports; to proceed to examine reports if states cancelled at the last minute; and to examine the situation in a chronically non-reporting state in the absence of a report and even a representative of the state concerned. Nevertheless, like the other treaty bodies, the Committee faces major challenges in the years ahead. Some of these come from the broader political context within which treaty bodies function, which includes an anti-rights backlash in many societies that in turn emboldens some states to seek to undermine, often under the guise of improving or reforming, crucial parts of the system. Shrinking resources available to the UN as a whole and especially to the Office of the High Commissioner for Human Rights appear likely to have a major negative impact on the resources directly available to support the work of the committee, including staffing, meeting time, and technological and other forms of support. In addition, the increasing embrace of neoliberal economic policies by states and international institutions poses major new challenges for the Committee, given its pre-eminent role in upholding the importance of ESCR and of ensuring an overall economic, social and political context in which those rights can be realized. In many respects the Committee has confronted problems which are common to all of the treaty bodies. In other respects, however, the challenges that confront it and the context in which it must work are significantly different from those of the other committees. Among the many factors that tend to distinguish its task are: the lack of conceptual clarity of many of the norms reflected in the Covenant; the ambivalence of most governments towards economic, social and cultural rights; the strong ideological undertones of the debate, especially in an age of the ascendance of neoliberal economic policies; the paucity of national institutions specifically committed to the promotion of economic rights qua rights; the complexity and scope of the information required in order to supervise compliance effectively; the largely programmatic nature of some of the rights; the more limited relevance of formal legal texts and judicial decisions; and the inadequate attention paid by most human rights groups to ESCR. The main thrust of this chapter is that the Committee has done a very impressive job in pioneering procedural innovations, developing an increasingly compelling jurisprudence surrounding ESCR, influencing the way in which national courts and other international bodies understand these rights, and in developing innovative responses to new and emerging problems, including climate change. It has, however, been less successful in terms of ensuring that its many initiatives and outputs have achieved commensurate impact and that task is a major challenge for the future.
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经济、社会和文化权利委员会
在大多数情况下,经济、社会和文化权利继续被视为国际人权制度中的灰姑娘权利。但是,没有一个国际机构比经济、社会和文化权利委员会(下称“委员会”)在努力改变这种二等地位方面作出了更大的贡献。它于1985年创建,1987年首次召开会议,截至2019年2月已举行65届会议。除了履行其监测各国遵守《经济、社会、文化权利国际盟约》义务的主要任务外,它还为一整套权利建立了一个重要的法律框架,这些权利即使是负责促进这些权利的人过去也常常仍然不太了解。它的贡献极大地影响了整个国际人权系统以及世界各地的宪法法院和其他法院对这些权利所采取的办法。此外,经济、社会和文化权利委员会开创了许多程序创新,随后将整个联合国人权条约机构系统转变为一支不可忽视的力量。因此,委员会是第一个对国家报告采用“结论性意见”制度的机构;组织日的一般性讨论;正式承认并公开民间社会团体提交的材料;组织简报会,民间社会可在会上提出平行报告;如果各州在最后一刻取消,则继续审查报告;并检查长期不报告的国家在没有报告甚至没有有关国家代表的情况下的情况。然而,同其他条约机构一样,委员会在今后几年面临重大挑战。其中一些来自条约机构运作的更广泛的政治背景,其中包括许多社会中的反权利反弹,这反过来又鼓励一些国家往往以改善或改革为幌子,试图破坏该体系的关键部分。整个联合国,特别是人权事务高级专员办事处可用资源的减少,似乎可能对支持委员会工作的直接可用资源产生重大负面影响,包括人员配备、会议时间、技术和其他形式的支持。此外,鉴于委员会在维护经济、社会和文化权利的重要性以及确保实现这些权利的整体经济、社会和政治环境方面的卓越作用,各国和国际机构越来越多地接受新自由主义经济政策,给委员会带来了重大的新挑战。在许多方面,委员会遇到了所有条约机构共同面临的问题。但是,在其他方面,它所面临的挑战和它必须在其中工作的环境与其他委员会有很大的不同。使委员会的任务难以区分的许多因素包括:《盟约》所反映的许多规范在概念上缺乏明确性;大多数政府对经济、社会和文化权利的矛盾态度;辩论中强烈的意识形态色彩,尤其是在新自由主义经济政策占据主导地位的时代;缺乏专门致力于促进经济权利的国家机构;有效监管合规所需信息的复杂性和范围;一些权利具有很大的纲领性;正式法律文本和司法判决的相关性较有限;大多数人权组织对经济、社会和文化权利的重视不足。本章的主旨是,委员会在开创程序创新、围绕经济、社会和文化权利发展日益引人注目的法理、影响国家法院和其他国际机构理解这些权利的方式以及对包括气候变化在内的新问题制定创新对策方面做了令人印象深刻的工作。但是,在确保其许多倡议和产出产生相应的影响方面,它就不那么成功了,这项任务是今后的一项重大挑战。
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