Really Responsive Regulation

R. Baldwin, J. Black
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引用次数: 360

Abstract

Really Responsive Regulation seeks to add to current theories of enforcement by stressing the case for regulators to be responsive not only to the attitude of the regulated firm but also to the operating and cognitive frameworks of firms; the institutional environment and performance of the regulatory regime; the different logics of regulatory tools and strategies; and to changes in each of these elements. The approach pervades all the different tasks of enforcement activity: detecting undesirable or non-compliant behaviour; developing tools and strategies for responding to that behaviour; enforcing those tools and strategies; assessing their success or failure; and modifying them accordingly. The value of the approach is shown by outlining its potential application to UK environmental and fisheries controls. Putting the system into effect is itself challenging but failing to regulate really responsively can constitute an expensive process of shooting in the dark.
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真正的响应性监管
真正的响应性监管试图通过强调监管机构不仅要对被监管公司的态度做出反应,还要对公司的运营和认知框架做出反应,从而增加当前的执法理论;监管制度的制度环境和绩效;监管工具和策略的不同逻辑;以及这些元素的变化。这种方法适用于执法活动的所有不同任务:发现不受欢迎或不合规的行为;制定应对这种行为的工具和战略;执行这些工具和策略;评估他们的成功或失败;并相应地修改它们。通过概述其在英国环境和渔业控制方面的潜在应用,可以看出该方法的价值。将这一体系付诸实施本身就具有挑战性,但未能真正做出相应的监管,可能会构成一个耗资巨大的摸黑过程。
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