Near-infrared spectroscopy for rapid identification of pharmaceutical excipients

Chen Qian, Zhijian Cai
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Abstract

This study is based on near-infrared spectroscopic detection technology to achieve 100% classification of in-class and out-of-class pharmaceutical ingredients and excipients by support vector machine model.4 types of 8 different pharmaceutical excipients (starches: corn starch, potato starch, sweet potato starch, pregelatinized starch, maltodextrin, lactose: lactose monohydrate, Cellulose: microcrystalline cellulose, phosphate: magnesium stearate) are collected by near-infrared spectrometer, 150 sets of spectral data each. A total of 1200 spectra are used, 840 spectra of which are randomly divided as the training set and 360 as the validation set. Compare the effects of models built by Bayesian algorithm, support vector machine algorithm, and K-nearest neighbor algorithm paired with first-order difference, second-order difference, MSC, and SNV preprocessing, respectively. The results show that both Bayesian and K-nearest neighbor algorithms achieve 100% out-of-class resolution when paired with first-order difference, MSC, and SG smoothing preprocessing methods, In contrast, the support vector machine achieves 100% classification accuracy without any preprocessing, and the accuracy is not reduced after dimensionality reduction by the competitive adaptive reweighting algorithm. Finally, this experiment achieves 100% accuracy of in-class and out-of-class classification of 8 APIs in 4 classes by NIR spectroscopy combined with support vector machine algorithm model, and the CARS algorithm is used for data dimensionality reduction to simplify the model.
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近红外光谱快速鉴别药用辅料
本研究基于近红外光谱检测技术,通过支持向量机模型实现对药品中、外类成分和辅料的100%分类。采用近红外光谱仪采集4类8种不同药用辅料(淀粉:玉米淀粉、马铃薯淀粉、红薯淀粉、预糊化淀粉、麦芽糖糊精、乳糖:一水乳糖、纤维素:微晶纤维素、磷酸盐:硬脂酸镁),各150组光谱数据。总共使用了1200个光谱,其中840个光谱被随机划分为训练集,360个作为验证集。比较贝叶斯算法、支持向量机算法和k近邻算法分别与一阶差分、二阶差分、MSC和SNV预处理配对建立模型的效果。结果表明,贝叶斯算法和k近邻算法在与一阶差分、MSC和SG平滑预处理方法配对时均能达到100%的类外分辨率,而支持向量机在不进行任何预处理的情况下达到100%的分类精度,且采用竞争性自适应重加权算法降维后精度不降低。最后,本实验利用近红外光谱结合支持向量机算法模型对4类8个api的类内类外分类达到100%的准确率,并利用CARS算法对数据进行降维,简化模型。
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