A New Approach to Local Rules

Katherine Macfarlane
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Abstract

The Federal Rules of Civil Procedure no longer govern all non-substantive decisions in federal civil litigation. Rather, control over a case’s procedural course has shifted to district courts’ local rules, of which there are currently more than 6,000. Despite the proliferation of local rules and their increasing importance, federal procedural scholarship remains focused on the Federal Rules. That scholarship is rigorous, highlighting the Federal Rules’ history and purpose, and proposing ways that the Rules might adapt to the evolving nature of federal litigation. Local rules should be subject to similar scrutiny. However, it is not enough to borrow theories applied to the Federal Rules. A new approach is needed. Scrutiny of local rules must first consider how they are created. Though Federal Rules are amended through a process that requires public comment and debate, local rules are adopted or amended through a process that does not automatically give notice of impending changes to affected parties, nor does it provide all affected parties with a meaningful way to comment. Applying this new approach and its focus on meaningful notice and comment, the Article compares local patent rules to local rules governing pro se prisoner litigation, arguing that when parties are not allowed to participate in the local rule adoption and amendment process, the rules that result are procedurally and substantively unfair. Finally, it proposes how District Courts can ensure that all parties potentially affected by proposed local rules receive actual notice and a real opportunity to comment.
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地方法规的新途径
《联邦民事诉讼规则》不再适用于联邦民事诉讼中的所有非实质性判决。相反,对案件程序过程的控制已经转移到地方法院的地方规则中,目前有6000多个地方法院的地方规则。尽管地方法规数量激增,其重要性日益增加,但联邦程序学术研究仍将重点放在联邦法规上。这种学术研究是严谨的,强调了《联邦规则》的历史和目的,并提出了《规则》可能适应联邦诉讼不断变化的性质的方法。地方法规也应该受到类似的审查。然而,仅仅借鉴适用于《联邦规则》的理论是不够的。需要一种新的方法。审查地方法规必须首先考虑它们是如何制定的。虽然联邦法规的修订需要经过公众评论和辩论的过程,但地方法规的采用或修订并不会自动向受影响的各方发出即将发生的变化通知,也不会为所有受影响的各方提供有意义的评论方式。本文运用这种新方法及其对有意义的通知和评论的关注,将地方专利规则与管理自诉囚犯诉讼的地方规则进行了比较,认为当当事人不被允许参与地方规则的采用和修订过程时,所产生的规则在程序上和实质上是不公平的。最后,它提出了地方法院如何确保所有可能受到拟议的地方规则影响的各方收到实际通知和真正的评论机会。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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