Poincaré plot analysis for sleep-wake classification of unseen patients using a single EEG channel

Ritika Jain, R. Ganesan
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Abstract

This study explores automated sleep-wake classification using Poincaré plots derived from a single EEG channel. In order to quantify the Poincaré plots and utilize them for the distinction of sleep and wake states of the healthy individuals and patients with sleep disorders, various descriptors are computed. The most commonly used standard descriptors are SD1 and SD2, which determine the width and length of Poincaré plot. Along with SD1 and SD2, the ratio of SD1 to SD2, area of the Poincaré plots, energy of the slopes, and offsets obtained by linear fits to Poincaré plots with distinct lags, standard deviation, and complex correlation measure are also computed. Random undersampling with boosting technique (RUSBoost) is adopted to deal with the class imbalance problem. The performance of the method is evaluated on three different publicly available datasets by using 50%-holdout and 10-fold crossvalidation techniques. We achieved crossvalidation accuracies of 98.2%, 96.0%, and 94.4% for Sleep-EDF, DREAMS-Subjects and DREAMS-Patients datasets, respectively, by utilizing only eight features, and a single EEG channel. Furthermore, for the patient population with various sleep disorders such as mixed apnea, periodic leg movement syndrome, sleep apnea-hypopnea syndrome, and dyssomnia, we obtained average sensitivity of 96.8%, precision of 95.6%, and F1-score of 96.2%, for the sleep state; and 88.3%, 91.3%, and 89.8%, respectively for the wake state. Our results are comparable to or better than the existing studies in the literature. Further, the classification accuracies for the patients with a model trained only on the healthy population are quite impressive. Thus, the model is effective and generalizes well for the patient population.
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使用单一脑电图通道对未见患者进行睡眠-觉醒分类的poincar图分析
本研究探索了基于单一EEG通道的poincar图的自动睡眠-觉醒分类。为了量化庞卡罗图,并利用它们来区分健康个体和睡眠障碍患者的睡眠和清醒状态,计算了各种描述符。最常用的标准描述符是SD1和SD2,它们决定了poincar图的宽度和长度。除SD1和SD2外,还计算了SD1与SD2的比值、poincar样地面积、斜率能量以及与具有明显滞后的poincar样地线性拟合得到的偏移量、标准差和复相关测度。采用带增强的随机欠采样技术(RUSBoost)来处理类不平衡问题。该方法的性能通过使用50%保留和10倍交叉验证技术在三个不同的公开可用数据集上进行评估。通过仅使用8个特征和单个EEG通道,我们对Sleep-EDF、DREAMS-Subjects和DREAMS-Patients数据集分别实现了98.2%、96.0%和94.4%的交叉验证准确率。此外,对于混合性呼吸暂停、周期性腿部运动综合征、睡眠呼吸暂停-低通气综合征和睡眠障碍等各种睡眠障碍患者,我们对睡眠状态的平均灵敏度为96.8%,精度为95.6%,f1评分为96.2%;尾流状态分别为88.3%、91.3%和89.8%。我们的结果与现有文献中的研究相当或更好。此外,仅在健康人群上训练的模型对患者的分类准确性相当令人印象深刻。因此,该模型是有效的,对患者群体具有良好的泛化性。
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