An efficient doubly-robust imputation framework for longitudinal dropout, with an application to an Alzheimer’s clinical trial

Yuqi Qiu, Karen Messer
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Abstract

We develop a novel doubly-robust (DR) imputation framework for longitudinal studies with monotone dropout, motivated by the informative dropout that is common in FDA-regulated trials for Alzheimer's disease. In this approach, the missing data are first imputed using a doubly-robust augmented inverse probability weighting (AIPW) estimator, then the imputed completed data are substituted into a full-data estimating equation, and the estimate is obtained using standard software. The imputed completed data may be inspected and compared to the observed data, and standard model diagnostics are available. The same imputed completed data can be used for several different estimands, such as subgroup analyses in a clinical trial, allowing for reduced computation and increased consistency across analyses. We present two specific DR imputation estimators, AIPW-I and AIPW-S, study their theoretical properties, and investigate their performance by simulation. AIPW-S has substantially reduced computational burden compared to many other DR estimators, at the cost of some loss of efficiency and the requirement of stronger assumptions. Simulation studies support the theoretical properties and good performance of the DR imputation framework. Importantly, we demonstrate their ability to address time-varying covariates, such as a time by treatment interaction. We illustrate using data from a large randomized Phase III trial investigating the effect of donepezil in Alzheimer's disease, from the Alzheimer's Disease Cooperative Study (ADCS) group.
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纵向辍学的一个有效的双稳健的imputation框架,应用于阿尔茨海默氏症的临床试验
我们开发了一种新的双鲁棒(DR)归因框架,用于单调退出的纵向研究,其动机是在fda监管的阿尔茨海默病试验中常见的信息性退出。该方法首先利用双鲁棒增广逆概率加权(AIPW)估计器对缺失数据进行估计,然后将输入的完整数据代入全数据估计方程,利用标准软件对缺失数据进行估计。输入的完整数据可以被检查并与观察到的数据进行比较,标准模型诊断是可用的。相同的估算完成数据可以用于几种不同的估计,例如临床试验中的亚组分析,从而减少计算并增加分析之间的一致性。我们提出了两个特定的DR估计器AIPW-I和AIPW-S,研究了它们的理论性质,并通过仿真研究了它们的性能。与许多其他DR估计器相比,AIPW-S大大减少了计算负担,但代价是一些效率损失和需要更强的假设。仿真研究支持了该模型的理论特性和良好的性能。重要的是,我们证明了它们处理时变协变量的能力,例如治疗相互作用的时间。我们使用了一项大型随机III期试验的数据,该试验调查了多奈哌齐对阿尔茨海默病的影响,该试验来自阿尔茨海默病合作研究(ADCS)组。
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