Symmetric Entrenchment: A Constitutional and Normative Theory

Michael B. Rappaport, John O. McGinnis
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引用次数: 12

Abstract

In this article, we defend the traditional rule that legislative entrenchment, the practice by which a legislature insulates ordinary statutes from repeal by a subsequent legislature, is both unconstitutional and normatively undesirable. A recent essay by Professors Eric Posner and Adrian Vermeule disputes this rule against legislative entrenchment and provides the occasion for our review of the issue. First, we argue that legislative entrenchment is unconstitutional, offering the first comprehensive defense of the proposition that the original meaning of the Constitution prohibits legislative entrenchments. We show that a combination of textual, historical, and structural arguments make a very compelling case against the constitutionality of legislative entrenchment. In particular, the Framers incorporated into the Constitution the traditional Anglo-American practice against legislative entrenchment, as evidenced by early comments by James Madison - comments that have not been previously discussed in this context. Moreover, legislative entrenchment essentially would allow Congress to use majority rule to pass constitutional amendments. On the normative issue, we offer a new theory of the appropriate scope of entrenchment: the theory of symmetric entrenchment. Under our theory, there is a strong presumption that only symmetric entrenchments - entrenchments that are enacted under the same supermajority rule that is needed to repeal them - are desirable. The presumption helps to distinguish desirable entrenchments that would improve upon government decisions from undesirable ones that simply involve legislatures protecting their existing preferences against future repeal. To be desirable entrenchments must generally be symmetric, because the supermajority rule that is applied to the enactment of entrenched measures would improve the quality of these measures and therefore compensate for the additional dangers that entrenchments pose. This theory steers a middle path between a strict majoritarian position, which would prohibit all legislative entrenchments, and a position that would allow legislative majorities to entrench measures.
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对称防御:一种宪法和规范理论
在这篇文章中,我们为传统规则辩护,即立法保护,即立法机关使普通法规不被后续立法机关废除的做法,既是违宪的,在规范上也是不可取的。埃里克·波斯纳(Eric Posner)教授和阿德里安·维米尔(Adrian Vermeule)教授最近发表的一篇文章对这一反对立法保护的规则提出了质疑,并为我们回顾这一问题提供了机会。首先,我们认为立法壕沟是违宪的,为宪法的原意禁止立法壕沟这一命题提供了第一个全面的辩护。我们展示了文本、历史和结构论证的结合,提出了一个非常令人信服的反对立法壕沟合宪性的案例。特别是,制宪者将英美传统的反对立法壕堑的做法纳入宪法,正如詹姆斯·麦迪逊早期的评论所证明的那样——这些评论以前没有在此背景下讨论过。此外,立法巩固实质上将允许国会使用多数决定原则来通过宪法修正案。在规范问题上,我们提出了一种新的防御范围理论:对称防御理论。根据我们的理论,有一个强有力的假设,即只有对称的堑壕——在废除它们所需的相同的绝对多数规则下制定的堑壕——才是可取的。这一假设有助于区分有利于改善政府决策的有利保护措施与不受欢迎的保护措施,后者仅仅涉及立法机构保护其现有偏好,以免未来被废除。堑壕通常必须是对称的,因为适用于制定堑壕措施的绝对多数规则将改善这些措施的质量,从而补偿堑壕所造成的额外危险。这一理论在严格的多数主义立场和允许立法多数巩固措施的立场之间找到了一条中间道路。严格多数主义立场将禁止所有立法巩固措施。
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